Seminars & Webcasts

Groupcasts

Corporate & Securities

Investment Fund Management

• Sep. 26 - 27, 2013 Cleveland, OH
• Sep. 26 - 27, 2013 New Brunswick, NJ
• Sep. 26 - 27, 2013 Boston, MA

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure ...

• Oct. 16, 2013 Mechanicsburg, PA
• Oct. 16, 2013 Pittsburgh, PA
• Oct. 16, 2013 Birmingham, AL
• Oct. 16, 2013 Columbus, OH
• Oct. 16, 2013 Philadelphia, PA

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

• Feb. 5, 2014 Cleveland, OH
• Feb. 5, 2014 Atlanta, GA

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• Apr. 23, 2014 Boston, MA

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• Jun. 23, 2014 Boston, MA

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• Jun. 30. - Jul. 1, 2014 Boston, MA

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