| Municipal Securities Activity by Broker-Dealers and Advisors 2013 |
May. 31, 2013 |
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| Fundamentals of Broker-Dealer Regulation 2013 |
Jun. 24, 2013 |
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| Fundamentals of Investment Adviser Regulation 2013 |
Jul. 17, 2013 |
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| Understanding the Securities Laws 2013 |
Jul. 25 - 26, 2013 |
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| Securities Filings 2013: Practical Guidance in a Changing Environment |
Sep. 26 - 27, 2013 |
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| Fundamental of Swaps & Other Derivatives 2013 |
Oct. 16, 2013 |
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