Seminars & Webcasts

Corporate & Securities

Financial Products

• Sep. 12, 2013 New York, NY

• Sep. 12, 2013 Webcast

• Sep. 12, 2013 Boston, MA
• Sep. 12, 2013 Columbus, OH
• Sep. 12, 2013 Birmingham, AL

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

• Oct. 16, 2013 New York, NY

• Oct. 16, 2013 Webcast

• Oct. 16, 2013 Birmingham, AL
• Oct. 16, 2013 Pittsburgh, PA
• Oct. 16, 2013 Columbus, OH
• Oct. 16, 2013 Philadelphia, PA
• Oct. 16, 2013 Mechanicsburg, PA

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

• Oct. 17 - 18, 2013 New York, NY

• Oct. 17 - 18, 2013 Webcast

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework is now being implemented and its effect are becoming clear.The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants to swap dealers.  The new regulations will ...

• Oct. 24 - 25, 2013 Chicago, IL
• Dec. 12 - 13, 2013 New York, NY

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

• Dec. 3, 2013 San Francisco, CA

• Dec. 3, 2013 Webcast

Understanding current market practice, deal terms and conditions, transaction documents and applicable securities, tax and ethical issues is critical in the venture capital business.

• Dec. 5, 2013 New York, NY

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS) and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising.  Other markets are slower to reemerge.  The regulatory landscape continues to be unclear, although significant new regulatory developments ...

• Jan. 6 - 7, 2014 New York, NY

• Jan. 6 - 7, 2014 Webcast

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been, in the view of many, invaluable investment tools, and have presented enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

• Jan. 22, 2014 New York, NY

• Jan. 22, 2014 Webcast

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• Jan. 28, 2014 New York, NY

• Jan. 28, 2014 Webcast

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• Mar. 14, 2014 New York, NY

• Mar. 14, 2014 Webcast

• Mar. 14, 2014 Boston, MA
• Mar. 14, 2014 Cleveland, OH

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• Apr. 9, 2014 New York, NY

• Apr. 9, 2014 Webcast

• Apr. 9, 2014 Atlanta, GA
• Apr. 9, 2014 Cleveland, OH

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• Apr. 23, 2014 New York, NY

• Apr. 23, 2014 Webcast

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• Jun. 4, 2014 New York, NY

• Jun. 4, 2014 Webcast

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• Jun. 23, 2014 New York, NY

• Jun. 23, 2014 Webcast

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• Jul. 16, 2014 New York, NY

• Jul. 16, 2014 Webcast

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• Jul. 24 - 25, 2014 New York, NY
• Oct. 23 - 24, 2014 Chicago, IL
• Dec. 11 - 12, 2014 New York, NY

• Dec. 11 - 12, 2014 Webcast

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• Sep. 11, 2014 New York, NY

• Sep. 11, 2014 Webcast

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• Sep. 29, 2014 New York, NY

• Sep. 29, 2014 Webcast

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• Oct. 15, 2014 New York, NY

• Oct. 15, 2014 Webcast

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• Oct. 16 - 17, 2014 New York, NY

• Oct. 16 - 17, 2014 Webcast

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• Dec. 2, 2014 San Francisco, CA

• Dec. 2, 2014 Webcast

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• Dec. 4, 2014 New York, NY

• Dec. 4, 2014 Webcast

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