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Corporate Political Activities 2015: Complying with Campaign Finance, Lobbying and Ethics Laws

Seminar  Seminar

Please note that this program does not qualify for legal ethics credit. Why You Should Attend Federal and state lobbying, campaign finance and ethics rules are changing, making compliance with those laws more challenging than ever. Congressional ethics rules, the Lobbying Disclosure Act (LDA) and pay-to-play laws place additional responsibilities on companies and their executives and directors. To stay current on the latest developments, be sure ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms' corporate compliance and ethics programs are under intense observation.  At this program, attendees will get a solid foundation about the relevant regulatory framework as well as practical considerations regarding the design and implementation ...

Prison Law 2015

Seminar  SeminarWebcast  Webcast

Why You Should Attend: Prison conditions and prisoner treatment issues are getting unprecedented attention as the nation focuses on the magnitude of the national prison population.  With its sixth Prison Law program, PLI continues its examination of these important issues.  In an area where advocates face increasingly challenging legal issues whether they represent incarcerated people from a public interest practice, private practice or ...

Fundamentals of Swaps & Other Derivatives 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

This is a webcast of the live New York session.Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act has changed and is continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their new environment. A derivative is a financial instrument that allocates the risks and price exposures ...

Advanced Swaps & Other Derivatives 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar Institute Attendees in Pennsylvania will be viewing the live broadcast at the the Pennsylvania Bar Institute's Professional Development Conference Center, Heinz 57 Center, 339 Sixth Avenue, 7th Floor, Pittsburgh, Pennsylvania 15222-2517. You will have the opportunity to submit questions and will receive the printed Course Handbook.Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework ...

Securities Regulation Institute (47th Annual)

Seminar  SeminarWebcast  Webcast

    For more than four decades, PLI’s Annual Institute on Securities Regulation has been the premier conference on securities regulation and corporate governance for lawyers, from new associates to seasoned practitioners.  This year’s Institute will once again bring you the nation’s leading securities and corporate legal experts to deliver practical insights and real-world strategies and solutions to the many challenges ...

Broker/Dealer Regulation and Enforcement 2015

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come.

Hedge and Private Fund Enforcement and Regulatory Developments 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The SEC and other government agencies continue to focus enforcement efforts on hedge funds and private equity firms.  While insider trading continues to be a priority, examinations and sweeps have turned to issues that private funds deal with on a daily basis - valuation, disclosure and transparency of fees and allocation of expenses.  As the regulators’ and prosecutors’ expertise and sophistication grow, ...

Corporate Governance -- A Master Class 2016

Seminar  SeminarWebcast  Webcast

Mark Your Calendar. More Information to Come!

The SEC Speaks in 2016

Seminar  SeminarWebcast  Webcast

Mark Your Calendar. More Information to Come!

Investment Management Institute 2016

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Enforcement 2016: Perspectives from Government Agencies

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Global Capital Markets & the U.S. Securities Laws 2016

Seminar  SeminarWebcast  Webcast

Mark Your Calendar. More Information to Come!

Featured Faculty/Authors
Clifford E. Kirsch

Clifford E. Kirsch ~ Sutherland Asbill & Brennan LLP

Tanya E. M. Wong

Tanya E. M. Wong ~ Director of Government Benefits, Legal Services NYC - Legal Support Unit

Kenneth N. Nigon

Kenneth N. Nigon ~ RatnerPrestia