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Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation and SEC rule changes ...

Corporate Political Activities 2014: Complying With Campaign Finance, Lobbying and Ethics Laws

Seminar  Seminar

Lobbying, campaign finance and ethics rules in Washington – and in every state – are changing, and new court cases are affecting lobbyists, corporations, associations, and unions. Compliance with federal, state and local laws is more complex than ever. Congressional ethics rules, the Lobbying Disclosure Act (LDA), pay-to-play laws, as well as increasing pressure on corporations to disclose to shareholders their contributions and lobby expenditures, ...

Hedge Fund Management 2014

Webcast  Webcast

At this program, our expert faculty will focus on hedge fund structures, the regulatory environment surrounding hedge funds, and the day to day operational issues of running a hedge fund operation. The faculty will also explore strategies for addressing new business issues such as expanding their business to include regulated funds, selling a portion of their business to an outside investor and managing a hedge fund in crisis.

Current Developments in Latin American Cross-Border Securities Transactions Institute 2014 (Second Annual)

Seminar  Seminar

PLI has offered continuing legal education seminars in the United States since 1933, primarily in New York City, San Francisco, Chicago and Washington, D.C. In 2001, PLI added the Institute on Securities Regulation in Europe, held in London, UK; and in 2013, we moved into Asia, holding the First Annual Institute on Corporate & Securities Law in Hong Kong. Also in 2013, we continued our expansion into Latin America with PLI’s First Annual Institute ...

White Collar Crime 2014: Prosecutors and Regulators Speak

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

In an increasingly global and coordinated fashion, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies are pressing forward with a white collar enforcement program of unprecedented scope and severity. With a spotlight on the financial services sector, the authorities are advancing novel theories and exacting increasingly draconian penalties. The government’s enforcement agenda is broad and complex, encompassing benchmark ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014

Seminar  SeminarWebcast  Webcast

Recent market activity demonstrates that crowdfunding is now a bona fide alternative form of early and mid-stage corporate finance and can lead to exits in the M&A and capital markets arenas. In the face of this tremendous growth trajectory, the industry has divided into several categories, each with its own legal risks and challenges. Will this growth continue? Join our expert faculty for a practical discussion on where we are now and where we ...

Outsourcing 2014: Sourcing Critical Services

Seminar  Seminar

PLI’s Outsourcing 2014 is a “must” for every lawyer with business clients engaged in outsourcing transactions!Outsourcing brings new opportunities and new risks for companies sourcing or providing critical services such as information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions.And there are newer and better approaches to negotiating agreements for critical services and ...

Featured Faculty/Authors
Jan Witold Baran

Jan Witold Baran ~ Wiley Rein LLP

Kenneth A. Gross

Kenneth A. Gross ~ Skadden, Arps, Slate, Meagher & Flom LLP

Chip Nielsen

Chip Nielsen ~ Nielsen Merksamer Parrinello Gross & Leoni LLP