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Social Media 2016: Addressing Corporate Risks

Seminar  SeminarWebcast  Webcast

Why You Should Attend Facebook, Foursquare, Google+, LinkedIn, Pinterest, Snapchat, Twitter, Tumblr, YouTube and other social media sites are transforming not only the daily lives of consumers, but also how companies interact with consumers.  Indeed, even the largest, most conservative blue-chip corporations have embraced social media; one study revealed that, of the Fortune Global 500, 97% were on LinkedIn; 83% had Twitter accounts; 80% had ...

Corporate Governance - A Master Class 2016

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program will address key corporate governance issues faced by boards and principal board committees.  Public companies and their directors and officers face increasing responsibilities and risk of liability.  They are also under intense scrutiny and in at least some cases significant pressure from investors and regulators.  Changing investor expectations and increased investor willingness to seek or force ...

Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review current ...

The SEC Speaks in 2016

Seminar  SeminarWebcast  Webcast

At the beginning of each year, PLI presents in cooperation with the U.S. Securities and Exchange Commission The SEC Speaks program, providing an essential update on the current initiatives at the Commission, as well as the priorities for the coming year. At this unique program, you will hear remarks by the Chairman, and  Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the Divisions of Corporation Finance, ...

“Spoofing:” What Is It, How Do Regulators Detect It, and Recent Regulatory Enforcement Actions

One-Hour Briefing  One-Hour Briefing

There continues to be much discussion in the securities industry about the changing nature of trading in our capital markets and those who attempt to improperly take advantage of technological advances. One practice that has generated significant attention and scrutiny from regulators is manipulative trading activity such as spoofing. This briefing will provide regulatory perspectives on the identification of spoofing and other types of manipulative ...

Anti-Corruption Regimes and Enforcement in Asia Pacific

One-Hour Briefing  One-Hour Briefing

February 25, 2016, 9:30 a.m. - 10:30 a.m. (E.S.T.)Law enforcement agencies in Asia Pacific are becoming increasingly active in penalizing businesses for non-compliance with anti-corruption laws. Effective handling of anti-corruption enforcement can be essential to maintaining business-continuity.    Mark Johnson and Ralph Sellar of Debevoise & Plimpton will:   review recent anti-corruption issues which are the ...


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