September, 2013

Seminars & Webcasts

Corporate & Securities

Compliance

• Sep. 11, 2013 New York, NY

• Sep. 11, 2013 Webcast

In the past year, new expectations have been placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, and responsiveness to and communication with investors pressing different concerns, such as short-term shareholder value, traditional governance issues and social responsibility. In addition, the Dodd-Frank Act, the Foreign Corrupt Practices Act, and other anti-bribery laws have put new requirements ...

• Sep. 12, 2013 New York, NY

• Sep. 12, 2013 Webcast

• Sep. 12, 2013 Boston, MA
• Sep. 12, 2013 Columbus, OH
• Sep. 12, 2013 Birmingham, AL

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

• Sep. 17, 2013 São Paulo, BRA

Practising Law Institute, the leading nonprofit continuing legal education provider, has offered seminars in the United States since 1933, primarily in New York City, San Francisco, Chicago and Washington, D.C. In 2001, PLI added the Institute on Securities Regulation in Europe, held in London, UK; and just this year we moved into Asia, holding the First Annual Institute on Corporate & Securities Law in Hong Kong.We are pleased to announce our ...

• Sep. 26 - 27, 2013 New York, NY

• Sep. 26 - 27, 2013 Webcast

• Sep. 26 - 27, 2013 Cleveland, OH
• Sep. 26 - 27, 2013 New Brunswick, NJ
• Sep. 26 - 27, 2013 Boston, MA

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure ...

• Sep. 30. - Oct. 1, 2013 Washington, DC

Lobbying, campaign finance and ethics rules in Washington, and in every state, are changing, and new court cases are affecting lobbyists, corporations, associations, and unions. Compliance with federal, state and local laws is more complex than ever. Congressional ethics rules, the Lobbying Disclosure Act (LDA), pay-to-play laws, as well as increasing pressure on corporations to disclose to shareholders their contributions and lobby expenditures, ...

• Sep. 30. - Oct. 1, 2013 Chicago, IL

The year 2013 brings new risks and new opportunities for companies sourcing or providing critical services, including information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions. There are new technologies, such as Big Data and cloud computing. There are new laws and regulations, and in more and more countries. Also, cloud computing and other innovations have created new issues ...