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Hedge Fund Management 2013

Groupcast  Groupcast

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2013

Groupcast  Groupcast

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms' corporate compliance and ethics programs are under intense observation.  At this program, attendees will get a solid foundation about the relevant regulatory framework as well as practical considerations regarding the design and implementation of such programs.  A distinguished faculty of practitioners ...

Antitrust Co & Co 13 COL

Groupcast  Groupcast

Lawyers counseling businesses must possess a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments. Running afoul of antitrust rules can result in class actions and treble damage litigation as well as government enforcement and adverse publicity. Are you prepared to provide practical answers to the antitrust questions your clients will ask? You will be after attending this program, developed with ...

Advanced Compliance and Ethics Workshop 2013

Groupcast  Groupcast

Legal drivers for corporate compliance and ethics programs have continued to grow in complexity and importance in recent years. The costs of non-compliance have never been greater. Indeed, five of the ten largest corporate criminal fines in U.S. history were imposed or agreed to last year alone. And harsh penalties - both against business organizations and individuals - are increasingly becoming the norm outside the U.S. Moreover, the whistleblower ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP