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Securities Arbitration 2014

Groupcast  Groupcast

FINRA continues to focus on perceived fairness in the arbitration process and in so doing is developing new rules and procedures regarding arbitrator classification, the compositions of arbitration panels and broadening the arbitrators’ authority to make referrals during an arbitration proceeding. In 2014, FINRA will continue its efforts with regard to employment disputes, requests for expungement and resolving disputes through mediation.This year’s ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices