
Seminar

Groupcast
- Oct. 30, 2013 Philadelphia, PA
- Oct. 30, 2013 Columbus, OH
- Oct. 30, 2013 Pittsburgh, PA
- Oct. 30, 2013 Birmingham, AL
- Oct. 30, 2013 Mechanicsburg, PA
In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...