Seminars & Webcasts

Ethics

Professional Practice

NY

6.50

• Jun. 4, 2013 New York, NY

Many things have changed in the world of real estate: the structuring of transactions, availability of financing availability of equity capital, bankruptcy remote structures, the role of the bankruptcy process, joint venture considerations, work out pitfalls, carve-out guaranties and unanticipated judicial interpretations, global market gyrations, interest rate setting irregularities, evolving neighborhoods, mega public/private projects, special servicer ...

• Jul. 17, 2013 New York, NY

• Jul. 17, 2013 Boston, MA
• Jul. 17, 2013 Philadelphia, PA
• Jul. 17, 2013 New Brunswick, NJ
• Jul. 17, 2013 Pittsburgh, PA
• Jul. 17, 2013 Mechanicsburg, PA
• Jul. 17, 2013 Birmingham, AL

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.At this program, attendees will ...

• Aug. 1, 2013 New York, NY

• Aug. 1, 2013 New Brunswick, NJ
• Aug. 1, 2013 Cleveland, OH
• Aug. 1, 2013 Boston, MA
• Aug. 1, 2013 Mechanicsburg, PA
• Aug. 1, 2013 Pittsburgh, PA
• Aug. 1, 2013 Philadelphia, PA

The continuing national discussion regarding the fairness of arbitration has influenced the forums management of the process. FINRA has focused not only on the compositions of arbitration panels but the definition of who is a “customer” and what is “suitable” in securities cases. In 2013 FINRA will continue its focus on employment disputes and expungement applications. This year’s Securities Arbitration program will ...

• Sep. 12, 2013 New York, NY

• Sep. 12, 2013 Birmingham, AL
• Sep. 12, 2013 Boston, MA
• Sep. 12, 2013 Columbus, OH

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...