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Financial Services Industry Regulatory Compliance & Ethics Forum 2013

Seminar  SeminarGroupcast  Groupcast

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

Section 1983 Civil Rights Litigation (30th Annual)

Seminar  Seminar

Section 1983 authorizes private individuals to enforce their federal constitutional rights against state and local officials, and  is one of the most vital areas in American law. Although the original version of the statute dates back to 1871, Section 1983 litigation continues to generate new issues and difficult applications of established principles. The courts continually render a large volume of important decisions in Section 1983 actions.At ...

Antitrust Counseling & Compliance 2013

Seminar  SeminarGroupcast  Groupcast

Lawyers counseling businesses must possess a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments. Running afoul of antitrust rules can result in class actions and treble damage litigation as well as government enforcement and adverse publicity. Are you prepared to provide practical answers to the antitrust questions your clients will ask? You will be after attending this program, developed with ...

Advocating for Veterans: The Basics on VA Benefits, Discharge Upgrades and Veteran Cultural Competency 2013 (Free)

Seminar  Seminar

There are over 21 million veterans in the U.S.; many of them are not aware of the benefits to which they are entitled.  Medical and financial assistance are available to men and women who have served in the military, but some who can qualify are not receiving the benefits that they need.  Attorneys can assist veterans with the problems that preclude them from receiving benefits, such as: Lack of proper paper trails to “service-connect” ...

Understanding the Intellectual Property License 2013

Seminar  Seminar

Licensing can be used to gain access to intellectual property at a lower cost than developing or purchasing intellectual property assets, and as a way of generating new sources of revenue out of existing intellectual property assets. Companies are increasingly turning to licensing because it offers valuable economic and strategic opportunities. Virtually every business today must confront licensing issues and, therefore, a solid base of knowledge ...

Nonprofit Organizations 2013: Form 990 Reporting, Governance, and Compensation Issues

Seminar  Seminar

Nonprofit organizations  continue to  face heightened  scrutiny and complex regulatory guidelines.  Nonprofit Organizations 2013:  Form 990 Reporting, Governance, and Compensation  Issues will provide you with practice advice and updates on the latest  developments   in the preparation of the Form 990,  nonprofit governance, and nonprofit compensation,  along with other unique financial and regulatory ...

Securities Regulation Institute (45th Annual)

Seminar  Seminar

PLI’s Annual Institute on Securities Regulation has become the most highly anticipated annual review of the current state of securities, financial regulation and corporate law and practice.  We are pleased to co-chair the 45th edition of this important event, and to present you with this year’s agenda.  As always, we strive to bring you the most up-to-date information in response to the many changes of the past year.  As we continue ...

Negotiating Commercial Leases 2013

Seminar  SeminarGroupcast  Groupcast

Leases are the building blocks of value for all real estate, and whether your client is entering into a lease, acquiring a leasehold, purchasing a Ground Lease or constructing on, investing in or lending on properties, knowing the “Commercial Lease,” current commercial leasing market trends, hot topics and current schemes is the most important investment they can make. Leases are long-term investments and your client or company expects you to make ...

Tracking and Targeting Customers and Prospects Online, on Mobile Devices, and in Social Media 2013

Seminar  Seminar

Collecting data from and about consumers is now nearly ubiquitous online, in mobile apps, and in social media. Most brands use this data in some way, such as to personalize messages and content, to optimize their sites or apps, or to improve their products, services, and offerings. Brands may choose from hundreds of vendors to assist them in these efforts. The data collected is often just anonymous unique identifiers and segments of potential interest, ...

Open Source and Free Software 2013: Benefits, Risks and Challenges

Seminar  Seminar

This program will address the critical issues that IP, technology and business lawyers need to consider when handling open source software in today’s economy. Armed with this information, you will be better able to help your clients make intelligent choices and decisions about how to take advantage of the benefits and manage the risks presented by open source software.

The New Pro Bono Standards: Update on the 2013 Model Rule Revisions

Seminar  Seminar

The American Bar Association has just released updated Standards for Pro Bono Legal Services Programs.  Join this program to learn about what the Standards provide, and how you might use them to improve or build on your program.

Communications Law in the Digital Age 2013

Seminar  SeminarGroupcast  Groupcast

The increasingly digital media environment continues to create new challenges for communications lawyers, and this program, long recognized as the most comprehensive in its field, will highlight the hottest issues and case law facing the industry today. Covering a wide array of topical issues in media, digital communications, First Amendment, intellectual property, and privacy law, this program brings together experts who include the country’s leading ...

Think Like a Lawyer, Talk Like a Geek 2013: Get Fluent in Technology

Seminar  SeminarGroupcast  Groupcast

Legal issues arising from technology have become a routine part of many lawyers’ daily practices. Technology issues arise in clients’ daily contracts, business negotiations and litigation. Lawyers, who often have no technical training, are required by court rules to report on their client’s technology infrastructure so that a judge may address electronic discovery issues. The proliferation of technology into every aspect of commerce requires that ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013

Seminar  SeminarGroupcast  Groupcast

The government’s continued crackdown on insider trading has focused on hedge funds, their consultants and those who analyze and trade for them. Regulators and enforcement officials have now turned their sights to conflicts of interest, valuation, cross-trades, expense and trade allocation, and fee practices. Following new registration requirements under Dodd-Frank, private equity firms are under examination scrutiny by the SEC, and according to senior ...

Trial by Jury 2013

Groupcast  Groupcast

You won’t want to miss this popular program, where the masters of the bar and the bench come together to share their valuable and useful insights on jury trials. We have assembled the most experienced and respected state and federal judges, as well as many distinguished litigators, to discuss their experience of what constitutes stellar advocacy when trying jury cases. There is no better way to learn about jury trial practice than from the attorneys ...

PLI's California MCLE Marathon 2013: Current Developments in Legal Ethics - Substance Abuse - Elimination of Bias in the Profession

Seminar  Seminar

Satisfy all of California’s MCLE special requirements at this fast-paced and up-to-the-minute program.  If your last name begins with a letter from N through Z, your MCLE compliance deadline of February 1, 2014 is fast approaching.The MCLE Marathon, taught by a faculty of outstanding California lawyers and other professionals who are recognized leaders in their field, will conveniently provide all of the California required-subjects that you ...

Annual Disclosure Documents 2013

Seminar  Seminar

Stay current on disclosure requirements and developments affecting annual disclosure documents, proxy soliciting materials, and ongoing disclosure practices of SEC reporting companies, as well as financial reporting developments, ethical compliance challenges facing lawyers, and more. Hear from the SEC staff and our faculty who will focus on current “hot issues,” best practices and practical pointers. The year 2013 appears headed towards being another ...

Advanced Venture Capital 2013

Seminar  Seminar

Understanding current market practice, deal terms and conditions, transaction documents and applicable securities, tax and ethical issues is critical in the venture capital business.

New Developments in Securitization 2013

Seminar  Seminar

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS) and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising.  Other markets are slower to reemerge.  The regulatory landscape continues to be unclear, although significant new regulatory developments ...

Environmental Regulation 2013: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Seminar  Seminar

Join PLI and senior government officials for a detailed discussion of what will be the focal point of national environmental policy in 2013 - EPA’s promulgation, enforcement, and defense of its environmental regulations and the courts’ decisions on challenges to EPA’s regulatory actions. We will provide incisive analysis of the new regulatory requirements and their compliance implications.Seasoned practitioners, senior government officials and ...

Nuts and Bolts of Corporate Bankruptcy 2013

Seminar  Seminar

Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental tenets of bankruptcy law. Whether you are just starting out in your career, thinking about broadening your practice area to include this field, or want to be able to spot the issues when advising your clients, this program will provide you with an essential ...

Troubleshooting Mortgage Servicing Problems: Regulatory Responses and Advocacy Approaches (Free)

Seminar  Seminar

Some of the biggest loan servicers in California are in the process of selling off large segments of their servicing portfolios.  Servicing transfers can wreak havoc with borrowers’ accounts, particularly if they are in the midst of seeking a loan modification or other assistance.  Other borrowers encounter problems obtaining assistance due to “non-borrower” status after the death of a family member or because of limited English proficiency ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP