- Oct. 29, 2014 Cleveland, OH
- Oct. 29, 2014 New Brunswick, NJ
- Oct. 29, 2014 Columbus, OH
- Oct. 29, 2014 Mechanicsburg, PA
- Oct. 29, 2014 Pittsburgh, PA
- Oct. 29, 2014 Philadelphia, PA
In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...