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Securities Law and Practice 2014: How the SEC Works

Seminar  SeminarGroupcast  Groupcast

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws - and the other agencies that the SEC interacts with ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices