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Securities Filings 2013: Practical Guidance in a Changing Environment

Groupcast  Groupcast

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure ...

Basics of Mutual Funds and Other Registered Investment Companies 2014

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Fundamentals of Broker-Dealer Regulation 2014

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Private Equity Forum (Fifteenth Annual)

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP