Seminars & Webcasts

Boston, MA

Ethics

Groupcasts

Yes

• Jul. 17, 2013 Boston, MA

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.At this program, attendees will ...

• Jul. 25 - 26, 2013 Boston, MA

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

• Aug. 13, 2013 Boston, MA

Privilege issues arising from cooperation with the government Recent trends in government agency approaches to internal investigations, cooperation and waiver of privilege Ethical issues in conducting the investigation Conflict of interest issues arising in the representation and interview of company employees Conflicts between the company and employees on privilege waiver issues Best practices in conducting investigations Issues arising ...

• Oct. 10 - 11, 2013 Boston, MA

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.