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Basics of Mutual Funds and Other Registered Investment Companies 2014

Groupcast  Groupcast

This program is designed to provide attendees with a basic overview of the legal, regulatory and operational issues affecting “registered investment companies” - the universe of publicly offered pooled investment vehicles that include mutual funds, closed-end funds, exchange-traded funds (“ETFs”) and others. Attendees will learn the fundamentals of the extensive regulatory framework that dictates the structure and operations of retail investment funds ...

Bankruptcy & Reorganizations 2014: Current Developments

Groupcast  Groupcast

The credit markets continue to be volatile and in today’s weak economy, staying abreast of the current developments in restructuring, bankruptcy and reorganizations is essential. This advanced conference assembles a remarkable faculty of bankruptcy judges and leading practitioners who will provide you with a thorough analysis of hot topics and recent decisions and how to strategically respond to them. They will cover the cases after the Supreme Court's ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.