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Ethics in Banking and Financial Services 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions? The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters? The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside ...

Bankruptcy Basics for Low-Income Clients 2014 (Free)

Seminar  SeminarWebcast  Webcast

Although the recession is beginning to even out and foreclosures in many parts of the country are in the decline, the recession continues to affect financially marginalized people in disproportionate numbers. Many debtors are unrepresented and bankruptcy clinics are still in great demand. There is a critical need for pro bono attorneys to assist low-income clients at all levels. The practice of bankruptcy law changed dramatically with the Bankruptcy ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms' corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation about the relevant regulatory framework as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

New Developments in Securitization

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS) and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising. Other markets are slower to reemerge. The regulatory landscape continues to be unclear, although significant new regulatory developments have occurred ...

Banking Law Institute 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The banking industry is in the midst of a fundamental transformation of the regulatory framework in which it operates, as well as shifting regulatory approaches and enforcement priorities. These changes, taking place in an environment of continuing global economic challenges, require bankers and counsel who practice in the financial services industry to reexamine basic assumptions about business operations and future trends. With changing regulations ...

Real Estate M&A and REIT Transactions 2015

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Asset Based Financing Strategies 2015

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Financial Services IT 2015: Avoidance of Risk

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Bankruptcy Basics for Low-Income Clients 2015 (Free)

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

New Developments in Securitization 2015

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Banking Law Institute 2015

Seminar  SeminarWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices