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Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Webcast  Webcast

This is a webcast of the live New York session.In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of ...

Asset Based Financing Strategies 2015

Webcast  Webcast

This is a webcast of the live New York session.Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions.In structuring ...

Representing the Pro Bono Client: Consumer Law Basics 2015 (Free)

Webcast  Webcast

Mark Your Calendar.  More Information to Come!

Ethics in Banking and Financial Services 2015

Webcast  Webcast

This is a webcast of the live New York session.Mark Your Calendar. More Information to Come!

Bankruptcy Basics for Low-Income Clients 2015 (Free)

Webcast  Webcast

This is a webcast of the live San Francisco session.Mark Your Calendar.  More Information to Come!

Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Webcast  Webcast

This is a webcast of the live New York session.Mark Your Calendar.  More Information to Come!

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group