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Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  Seminar

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners ...

Asset Based Financing Strategies 2015

Seminar  Seminar

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions.In structuring these loans, lenders rely on their collateral ...

Ethics in Banking and Financial Services 2015

Seminar  Seminar

Mark Your Calendar. More Information to Come!

Bankruptcy Basics for Low-Income Clients 2015 (Free)

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York