Seminars & Webcasts

Banking

General

This Year

• Oct. 16, 2013 New York, NY

• Oct. 16, 2013 Columbus, OH
• Oct. 16, 2013 Mechanicsburg, PA
• Oct. 16, 2013 Birmingham, AL
• Oct. 16, 2013 Pittsburgh, PA
• Oct. 16, 2013 Philadelphia, PA

Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto.  ...

• Oct. 17 - 18, 2013 New York, NY

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework is now being implemented and its effect are becoming clear.The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants to swap dealers.  The new regulations will ...

• Oct. 30, 2013 New York, NY

• Oct. 30, 2013 Philadelphia, PA
• Oct. 30, 2013 Pittsburgh, PA
• Oct. 30, 2013 Columbus, OH
• Oct. 30, 2013 Birmingham, AL

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

• Dec. 5, 2013 New York, NY

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS) and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising.  Other markets are slower to reemerge.  The regulatory landscape continues to be unclear, although significant new regulatory developments ...