Seminars & Webcasts

This Year

Banking

Financial Institutions

• Oct. 16, 2013 New York, NY

• Oct. 16, 2013 Webcast

• Oct. 16, 2013 Columbus, OH
• Oct. 16, 2013 Mechanicsburg, PA
• Oct. 16, 2013 Birmingham, AL
• Oct. 16, 2013 Pittsburgh, PA
• Oct. 16, 2013 Philadelphia, PA

Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto.  ...

• Oct. 17 - 18, 2013 New York, NY

• Oct. 17 - 18, 2013 Webcast

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework is now being implemented and its effect are becoming clear.The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants to swap dealers.  The new regulations will ...

• Oct. 30, 2013 New York, NY

• Oct. 30, 2013 Webcast

• Oct. 30, 2013 Philadelphia, PA
• Oct. 30, 2013 Pittsburgh, PA
• Oct. 30, 2013 Columbus, OH
• Oct. 30, 2013 Mechanicsburg, PA
• Oct. 30, 2013 Birmingham, AL

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

• Dec. 11, 2013 New York, NY

2013 will be a watershed year for the financial services industry. Many of the most significant regulatory changes flowing from the Dodd-Frank Act will be finalized and adopted, affecting everything from capital levels and consumer lending practices to executive compensation and asset management. Compliance expectations and enforcement actions will continue to increase. At the same time, the continuing economic challenges facing the industry will ...