Seminar  One-Hour Briefing

Senior Investors: Litigation Trends and Regulatory Update


  • Webcast


    Aug. 16, 2017

    1:00 PM Eastern

This Briefing will provide a roadmap of common plaintiffs' arguments and defendants' rebuttal arguments in actions filed by or on behalf of elder investors. Elizabeth M. Del Cid and Sharon A. O’Shaughnessy of Murphy & McGonigle will discuss recent rules and notices published by the regulators on senior investors, the standards of proof for financial elder abuse that arise in these cases in major jurisdictions (NY, CA, FL, VA, and NC), and the potential civil and criminal penalties that may be imposed.  

The panelists will also: 

  • Review case law
  • Evaluate FINRA awards on the subject
  • Address FINRA Regulatory Notice 17-11 (including adoption of new FINRA Rule 2165 and amendments to FINRA Rule 4512)

PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

Speaker(s)
Elizabeth M. Del Cid ~ Murphy & McGonigle
Sharon A. O'Shaughnessy ~ Murphy & McGonigle
Program Attorney(s)
Amy Taub ~ Practising Law Institute
General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.

PLI’s live and on-demand webcasts are single-user license products intended for an individual registrant only. Credit will be issued only to the individual registered. If two or more individuals wish to participate in a webcast and receive credit, PLI would be happy to provide a Groupcast – group viewing of a webcast. To schedule a Groupcast, please contact PLI at groupcasts@pli.edu.


U.S. MCLE States

Alabama:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live one-hour briefings qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

California:  PLI’s live one-hour briefings qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live one-hour briefings qualify as “eCLE” credit. Attorneys are limited to 12 credits of eCLE per reporting period.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live one-hour briefings qualify as “in-house” credit. Attorneys are limited to 6 in-house credits per reporting period.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live one-hour briefings qualify as “distance education” credit. Attorneys are limited to 6 credits of distance education per reporting period.

Iowa:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Kansas:  PLI’s live one-hour briefings qualify as “non-traditional” credit. Attorneys are limited to 5 credits of non-traditional programs per reporting period.

Kentucky:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Louisiana:  PLI’s live one-hour briefings qualify as “self-study” credit. Attorneys are limited to 4 credits of self-study per reporting period.

Maine:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Minnesota:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Mississippi:  PLI’s live one-hour briefings qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Montana:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Nebraska:  PLI’s live one-hour briefings qualify as “computer-based learning” credit. Attorneys are limited to 5 credits of computer-based learning per reporting period.

Nevada:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

New Hampshire:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

New Jersey:  PLI’s live one-hour briefings qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live one-hour briefings can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live one-hour briefings. Skills credits may not be earned via live one-hour briefings.

North Carolina:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

North Dakota:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Ohio:  PLI’s live one-hour briefings qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Oklahoma:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live one-hour briefings qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Puerto Rico:  PLI’s live one-hour briefings qualify as “non-traditional” credit. Attorneys are limited to 8 credits of non-traditional programs per reporting period.

Rhode Island:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

South Carolina:  PLI’s live one-hour briefings qualify as “alternatively delivered” credit. Attorneys are limited to 6 credits of alternatively delivered programs per reporting period.

Tennessee:  PLI’s live one-hour briefings qualify as “distance learning” credit. Attorneys are limited to 8 credits of distance learning per reporting period.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live one-hour briefings qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live one-hour briefings qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

West Virginia:  PLI’s live one-hour briefings qualify as “online” credit. Attorneys are limited to 12 credits of online instruction per reporting period.

Wisconsin:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.

Wyoming:  PLI’s live one-hour briefings qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live one-hour briefings.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live one-hour briefings qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live one-hour briefings qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live one-hour briefings can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live one-hour briefings qualify as “distance learning” credit. Attorneys are limited to 15 points of distance learning programs per reporting period.

United Kingdom (CPD-UK):  PLI’s live one-hour briefings can fulfill the United Kingdom’s CPD requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live one-hour briefings qualify as “Group-Internet-Based” (GIB) credit.

IRS Continuing Education (IRS-CE):  PLI’s live one-hour briefings may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at cleadministrator@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live one-hour briefings may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at cleadministrator@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live one-hour briefings may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live one-hour briefings may fulfill HR credit requirements.

Compliance Certification Board (CCB):  PLI’s live one-hour briefings qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live one-hour briefings.

IIEI Recertification:  PLI’s live one-hour briefings may qualify for the Continuing Education Units (CEUs) necessary to fulfill the Certified U.S. Export Compliance Officer® (CUSECO) continuing education requirements.

 

Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.