In today's uncertain economic, legal and regulatory environment, companies, their executives, and their counsel need to be proactive in identifying risks and remedying potential issues. Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company. Using a real-world hypothetical fact pattern throughout the day, expert panels review the many considerations and issues that can and do arise from the beginning to the end: issues to consider before and when commencing an investigation, conducting an investigation, dealing with the regulators, and concluding the investigation. The program is designed to touch on many practical issues arising today: international, data privacy, labor and employment law issues, as well as fundamentals of the investigation. Also new this year: hear from the plaintiffs’ bar as well as defense counsel, in-house counsel and regulators. As they work their way through the hypothetical, the panels will provide you with practical tips, and tools and you will leave the program with a better understanding of how to handle investigations successfully for your clients or company.
[Total time 05:55:56]
Segments with an asterisk (*) are available only with the purchase of the entire program.
- Opening Remarks and Introduction* [00:12:34]
Nancy Kestenbaum, Richard J. Morvillo
- Commencing the Investigation: Considerations at the Outset [01:27:26]
David B. Anders, Martine M. Beamon, Thomas A. Hanusik, Steven R. Peikin, Janet A. Broeckel, Reuben A. Guttman
- Conducting the Investigation [01:30:44]
David E. Brodsky, Michael Delikat, Elaine H. Mandelbaum, Richard J. Morvillo, Therese D. Pritchard
- Dealing with the Regulators [01:16:01]
George S. Canellos, Nancy Kestenbaum, Colleen P. Mahoney, Lorin L. Reisner
- Concluding the Investigation [01:29:11]
Mei Lin Kwan-Gett, Katherine M. Choo, Samuel J. Winer, Mona M. Patel, Sung-Hee Suh, Joan E. McKown
The purchase price of this Web Program includes the following articles from the Course Handbook available online:
- Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World
David B. Anders, Carol Miller
- Why Cybercrime Matters to General Counsel
Patrick M. Brady
- "Be Quick--But Don't Hurry": Commencing an Internal Investigation in an Era of Aggressive Enforcement
Haywood S. Gilliam, Jr.
- Pharmaceutical Regulation in the United States: A Confluence of Influences
Reuben A. Guttman
- Changes to the False Claims Act in Senate Bill 386: A Review of Impacts on Mortgage Banking and TARP Spending
Reuben A. Guttman
- Overview of the False Claims Act
Reuben A. Guttman
- Corporate Integrity Agreements: Asking the Companies to Police Themselves, Please
Reuben A. Guttman
- Blowing the Whistle from Abroad: A Guide to the U.S. False Claims Act and the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act
Jay W. Eisenhofer, Reuben A. Guttman
- New Financial Reform Legislation Provides Whistleblowers with Monetary Incentives to Report Fraud to SEC
Reuben A. Guttman
- An Introduction to the New SEC Whistleblower Program
Jordan A.. Thomas
- Internal Investigations 2012: Investigations in the Aftermath of Dodd-Frank
- Conducting Interviews of Third Parties in Internal Investigations
Therese D. Pritchard
- New Ethical Challenges in Internal Investigations
Mark L. Rotert
- When Is a Free Pass Not a Free Pass? United States Department of Justice Leniency Policy Conflicts and Gaps--And the Dilemma Cooperating Executives Face in International Cartel Investigations
Robert W. Tarun
- Tarun's Ten Commandments for Conducting Internal Investigations
Robert W. Tarun
- Recent Developments in SEC Enforcement and Internal Investigations
Colleen P. Mahoney, Louis D Greenstein, Charles F Walker, Erich T. Schwartz
- The SEC Speaks 2012: An Evolving SEC Reloads Following 2011's Record Enforcement Actions
Pravin B. Rao
- Enforcement Manual, Securities and Exchange Commission Division of Enforcement, Office of Chief Counsel, March 9, 2012
Steven S. Scholes
- Concluding the Internal Investigation
Asheesh Goel, Laura G Hoey
- Public Disclosures of the Results of Internal Investigations
Mei Lin Kwan-Gett
- 2012 Investigations, Privilege, and Disclosures
Peter J. Romatowski
- Opening Remarks and Introduction
Janet A. Broeckel
~ Managing Director and Associate General Counsel, Goldman, Sachs & Co.
Katherine M. Choo
~ Chief Investigative & Anti-Corruption Counsel, General Electric Company
Elaine H. Mandelbaum
~ Managing Director and General Counsel, Litigation and Regulatory Enforcement, Citi Institutional Clients Group
~ Deputy Assistant Attorney General, US Department of Justice
PLI makes every effort to accredit its On-Demand Web Programs and Segments. Please check the Credit Information box to the right of each product description for credit information specific to your state.
Have credit questions? Visit PLI's Credit FAQ page.
On-Demand Web Programs and Segments are approved in:
Alabama1, Alaska, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho*, Illinois , Iowa2*, Kansas, Kentucky*, Louisiana, Maine*, Mississippi, Missouri3, Montana, Nebraska, Nevada, New Hampshire4, New Jersey, New Mexico5, New York6, North Carolina7, North Dakota, Ohio8, Oklahoma9, Oregon*, Pennsylvania10, Rhode Island11, South Carolina, Tennessee12, Texas, Utah, Vermont, Virginia13, Washington, West Virginia, Wisconsin14 and Wyoming*.
Iowa, Mississippi, Oklahoma, and Wisconsin DO NOT approve Audio Only On-Demand Web Programs.
Please Note: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. PLI programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.
*PLI will apply for credit upon request. Louisiana and New Hampshire: PLI will apply for credit upon request for audio-only on-demand web programs.
1Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.
2Iowa: The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.
3Missouri: On-demand web programs are restricted to six hours of self-study credit per year. Self-study may not be used to satisfy the ethics requirements. Self-study can not be used for carryover credit.
4New Hamphsire: The approval is for three years from recorded date.
5New Mexico: On-Demand web programs are restricted to 4.0 self-study credits per year.
6New York: Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats.
7North Carolina: A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs.
8Ohio: To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us. Online programs are considered self-study. Ohio attorneys have a 6 credit self-study limit per compliance period. The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.
9Oklahoma: Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.
10Pennsylvania: PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.
11Rhode Island: Audio Only On-Demand Web Programs are not approved for credit. On-Demand Web Programs must have an audio and video component.
12Tennessee: The approval is for the calendar year in which the live program was presented.
13Virginia: All distance learning courses are to be done in an educational setting, free from distractions.
14Wisconsin: Ethics credit is not allowed. The ethics portion of the program will be approved for general credit. There is a 10 credit limit for on-demand web programs during every 2-year reporting period. Does not approve of Audio-only On-Demand Webcasts.
Running time and CLE credit hours are not necessarily the same. Please be aware that many states do not permit credit for luncheon and keynote speakers.
If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.
Note that some states limit the number of credit hours attorneys may claim for online CLE activities, and state rules vary with regard to whether online CLE activities qualify for participatory or self-study credits. For more information, call Customer Service (800) 260-4PLI (4754) or e-mail email@example.com.