On-Demand   On-Demand Web Programs

Handling a Securities Case 2014: From Investigation to Trial and Everything in Between

Released on: May. 8, 2014
Running Time: 06:30:59

Running Time Segment Title Faculty Format
[01:10:38] The Investigation: Coordinating Requests from Government Regulators Brad S. Karp ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
William F. Johnson ~ Fried, Frank, Harris, Shriver & Jacobson LLP
Jonathan R. Tuttle ~ Debevoise & Plimpton LLP
Lyle Roberts ~ Cooley LLP
Claudius O. Sokenu ~ Shearman & Sterling LLP
On-Demand MP3 MP4
[01:01:04] Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions James H.R. Windels ~ Davis Polk & Wardwell LLP
Jonathan K. Youngwood ~ Simpson Thacher & Bartlett LLP
David A. Rosenfeld ~ Robbins Geller Rudman & Dowd LLP
William C. Fredericks ~ Scott + Scott LLP
Jessica Valenzuela Santamaria ~ Cooley LLP
On-Demand MP3 MP4
[00:59:03] Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgement Motion John E Davis ~ UBS Fncl Svcs Inc
Adam S. Hakki ~ Global Head of Litigation, Shearman & Sterling LLP
David Daniels ~ Richards Kibbe & Orbe LLP
Jonathan Gardner ~ Partner, Labaton Sucharow LLP
Lyle Roberts ~ Cooley LLP
On-Demand MP3 MP4
[01:18:29] Seeking Resolution: Strategies in Mediation and Settlement Thomas McCormack ~ U.S Claims Officer -- Directors & Officers, Financial Lines Claims, AIG Property Casualty, AIG
Kenneth Kramer ~ JAMS
Stanley M. Grossman ~ Pomerantz Grossman Hufford Dahlstrom & Gross
Jonathan K. Youngwood ~ Simpson Thacher & Bartlett LLP
Martha S. Samuelson ~ President and CEO, Analysis Group, Inc.
Elaine M. Divelbliss ~ Senior Counsel, Sprint Nextel Corporation
Maureen Chakraborty ~ Managing Principal, Analysis Group
On-Demand MP3 MP4
[00:56:22] The Trial of the Civil Action and Arbitration Jordan Eth ~ Morrison & Foerster LLP
Lyle Roberts ~ Cooley LLP
James Mangan ~ Morgan Stanley
Marc De Leeuw ~ Sullivan & Cromwell LLP
John Rizio-Hamilton ~ Bernstein Litowitz Berger & Grossmann LLP
On-Demand MP3 MP4
[01:02:03] Ethical Issues in Complex Securities Litigation Sandra J. Rampersaud ~ Cravath Swaine & Moore LLP
Felipe J. Arroyo ~ Robbins Arroyo LLP
Jonathan K. Youngwood ~ Simpson Thacher & Bartlett LLP
Paul C. Gluckow ~ Simpson Thacher & Bartlett LLP
Sara Ricciardi ~ Shearman & Sterling LLP
On-Demand MP3 MP4

The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters - from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty of leading practitioners, government officials, and judges will update you on the latest best practices and case law.

Lecture Topics  [Total time 06:30:59]

Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Introduction* [00:03:20]
    Lyle Roberts, Jonathan K. Youngwood
  • The Investigation: Coordinating Requests from Government Regulators [01:10:38]
    Lyle Roberts, Brad S. Karp, Claudius O. Sokenu, Jonathan R. Tuttle, William F. Johnson
  • Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions [01:01:04]
    Jonathan K. Youngwood, William C. Fredericks, David A. Rosenfeld, Jessica Valenzuela Santamaria, James H.R. Windels
  • Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgement Motion [00:59:03]
    Lyle Roberts, David Daniels, Jonathan Gardner, Adam S. Hakki, John E Davis
  • Seeking Resolution: Strategies in Mediation and Settlement [01:18:29]
    Jonathan K. Youngwood, Elaine M. Divelbliss, Stanley M. Grossman, Thomas McCormack, Martha S. Samuelson, Kenneth Kramer, Maureen Chakraborty
  • The Trial of the Civil Action and Arbitration [00:56:22]
    Lyle Roberts, Jordan Eth, Marc De Leeuw, James Mangan, John Rizio-Hamilton
  • Ethical Issues in Complex Securities Litigation [01:02:03]
    Jonathan K. Youngwood, Felipe J. Arroyo, Paul C. Gluckow, Sara Ricciardi, Sandra J. Rampersaud

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

  • The Benefit of a Crisis Management Plan Before the Crisis Hits
    Carmen J. Lawrence
  • Recent Losses Highlight Challenges of Implementing SEC’s Aggressive Enforcement Agenda
    Jonathan R. Tuttle
  • Technological Competency in Discovery
    Karin A. DeMasi
  • Section 11 Claims Based on Alleged Misstatements of Opinion: Must Plaintiffs Plead That Defendants Did Not Believe Their Opinions at the Time They Made Them in Order to State a Claim Under Section 11?
    Jonathan K. Youngwood
  • Federal Court Approval of Class Action Settlements
    Jonathan K. Youngwood
  • Blowing the Deal: Why Settlement Terms Matter in Preparing for the Threat of Opt-Out Litigation
    Lyle Roberts
  • Significant Securities Decisions of 2013
    Jonathan K. Youngwood, Paul C. Gluckow, Peter E. Kazanoff
  • Glimpsing the Next Battlefield
    Jordan Eth
  • The Use of Confidential Witnesses in Securities Litigation (February 21, 2014)
    Paul C. Gluckow

Presentation Material

  • Introduction
    Jonathan K. Youngwood
  • The Investigation: Coordinating Requests from Government Regulators
    Lyle Roberts
  • Commencement of a Civil Action
    Jonathan K. Youngwood
  • Prosecuting and Defending the Civil Action
    Lyle Roberts
  • Mediation and Settlement of a Securities Class Action
    Jonathan K. Youngwood, Elaine M. Divelbliss, Stanley M. Grossman, Thomas McCormack, Martha S. Samuelson, Kenneth Kramer, Maureen Chakraborty
  • Trial of the Civil Action or Arbitration
    Lyle Roberts
  • Ethical Issues in Complex Securities Litigation
    Jonathan K. Youngwood
Co-Chair(s)
Lyle Roberts ~ Cooley LLP
Jonathan K. Youngwood ~ Simpson Thacher & Bartlett LLP
Speaker(s)
Felipe J. Arroyo ~ Robbins Arroyo LLP
Maureen Chakraborty ~ Managing Principal, Analysis Group
David Daniels ~ Richards Kibbe & Orbe LLP
John E Davis ~ UBS Fncl Svcs Inc
Elaine M. Divelbliss ~ Senior Counsel, Sprint Nextel Corporation
Jordan Eth ~ Morrison & Foerster LLP
William C. Fredericks ~ Scott + Scott LLP
Jonathan Gardner ~ Partner, Labaton Sucharow LLP
Paul C. Gluckow ~ Simpson Thacher & Bartlett LLP
Stanley M. Grossman ~ Pomerantz Grossman Hufford Dahlstrom & Gross
Adam S. Hakki ~ Global Head of Litigation, Shearman & Sterling LLP
William F. Johnson ~ Fried, Frank, Harris, Shriver & Jacobson LLP
Brad S. Karp ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Marc De Leeuw ~ Sullivan & Cromwell LLP
James Mangan ~ Morgan Stanley
Thomas McCormack ~ U.S Claims Officer -- Directors & Officers, Financial Lines Claims, AIG Property Casualty, AIG
Sandra J. Rampersaud ~ Cravath Swaine & Moore LLP
Sara Ricciardi ~ Shearman & Sterling LLP
John Rizio-Hamilton ~ Bernstein Litowitz Berger & Grossmann LLP
David A. Rosenfeld ~ Robbins Geller Rudman & Dowd LLP
Martha S. Samuelson ~ President and CEO, Analysis Group, Inc.
Claudius O. Sokenu ~ Shearman & Sterling LLP
Jonathan R. Tuttle ~ Debevoise & Plimpton LLP
James H.R. Windels ~ Davis Polk & Wardwell LLP

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2Iowa:  The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.

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4New Hamphsire:  The approval is for three years from recorded date.

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10Pennsylvania:  PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.
 

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14Wisconsin: Ethics credit is not allowed.  The ethics portion of the program will be approved for general credit.  There is a 10 credit limit for on-demand web programs during every 2-year reporting period.  Does not approve of Audio-only On-Demand Webcasts.


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