On-Demand   MP3 Audio

Ethics in Banking and Financial Services

Recorded on: Aug. 15, 2013
Running Time: 02:47:14

Running Time Segment Title Faculty Format
[02:47:14] Ethics in Banking and Financial Services 2013 Professor Samuel Issacharoff ~ Bonnie and Richard Reiss Professor of Constitutional Law, New York University School of Law
Michael J. Dell ~ Kramer Levin Naftalis & Frankel LLP
C. Evan Stewart ~ Cohen & Gresser LLP
Jessie K. Liu ~ Jenner & Block LLP
Brent J. McIntosh ~ Sullivan & Cromwell LLP
On-Demand MP3 MP4
Taken from the Web Program Ethics in Banking and Financial Services 2013 Recorded August, 2013 in New York

Ethics in Banking and Financial Services 2013 [02:47:14]
  • The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions?
  • The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters?
  • The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside and inside counsel in dealing with client problems?
  • Recent changes in the rules of professional responsibilities: Have the recent changes made the environment better or worse for lawyers?
  • Representing regulated entities in civil litigation: What are the key ethical and practical issues on which litigators need to be focused?
The purchase price of this segment includes the following article(s) from the Course Handbook available online:
Speaker(s)
Michael J. Dell ~ Kramer Levin Naftalis & Frankel LLP
Professor Samuel Issacharoff ~ Bonnie and Richard Reiss Professor of Constitutional Law, New York University School of Law
Jessie K. Liu ~ Jenner & Block LLP
Brent J. McIntosh ~ Sullivan & Cromwell LLP
C. Evan Stewart ~ Cohen & Gresser LLP

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