Seminar  Seminar

Corporate Counsel Institute 2013


Select a Location:

This is a webcast of the live New York session.

Why you should attend

The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, recent financial turmoil and continually changing new technologies. It is essential for all corporate counsel to be informed of the latest issues and trends and possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments and adding value to the enterprise.

What you will learn

  • Legal to add value as a “strategic” asset for your business: making the transition from legal advisor to business advisor
  • Addressing law department budget challenges
  • Anticipating regulatory issues and risks, including future areas of focus of the SEC, FSA, DOJ and cybersecurity
  • Navigating compliance in the new “flat” world: competition, privacy and FCPA
  • SEC, governance and other hot topics, including: proxy access, shareholder activism and cybersecurity
  • Litigation trends to watch, including: business cases before the Supreme Court and in state legal systems
Special Features

  • Lunch with keynote presentation
  • Network with General Counsel from leading corporations

Who should attend

This program is designed to address the concerns of seasoned corporate in-house and outside counsel. Leading General Counsel of major corporations will share insight and guidance on the cutting-edge issues and concerns of corporate law departments.

PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

All times are E.D.T.

Morning Session: 9:00 a.m. - 12:30 p.m. (E.D.T.)

9:00 Opening Remarks and Introduction

Sabine Chalmers, Mark Roellig

9:15 Legal as a “Strategic” Asset for Your Business

  • The transition from legal advisor to business advisor
  • Skills and attributes necessary to be an effective in-house attorney and how to obtain/develop/find them
  • Value to be added in the regulatory, legislative, contracting and litigation processes
  • The evolving role of “chief ethics officer” – or not – or as a “guardian” in the world of Enterprise Risk Management and the desire for aggressive legal strategies and the legal risks it may create for in-house counsel

Moderator: Thomas M. Moriarty
Speakers: Constance E. Bagley, Arthur (“Ari”) Gabinet, Phil Weiser

10:15 Law Department Challenges - “Driving Efficiency and Effectiveness”

  • The optimum in-house legal team
  • Value of a diverse team in addressing legal issues
  • Legal structures – what is right for your company
  • Effective use of in-house paralegals and other professionals
  • The balance and effective addition of external counsel to augment the team
  • Interacting with and compensation of outside counsel

Moderators: Sabine Chalmers, Mark Roellig
Speakers: Sarah Hlavinka McConnell, Lon F. Povich

11:15 Networking Break

11:30 Anticipating Regulatory Risks

  • How to read the “tea leaves”
  • Creating the culture that “sees around corners”
  • Taking proactive steps – before your competitors do
  • Future areas of focus of the SEC, FSA, DOJ, cybersecurity and others

Moderator: Randal S. Milch
Speakers: Judge Sven Erik Holmes, Mark D. Nielsen, Bruce E. Yannett

12:30 Luncheon Presentation

The State of the Economy: Prospects, Risks and Financial Implications

Dr. Jerry Webman, Ph.D., CFA, Chief Economist at OppenheimerFunds, Inc.

Afternoon Session: 1:45 p.m. - 5:00 p.m. (E.D.T.)

1:45 SEC, Governance, Cybersecurity and Other Hot Topics

  • Proxy access and the SEC process for attempting to exclude proxy proposals
  • Shareholder activism and dealing with diverse stakeholders
  • Shareholder proposals – majority voting, compensation, political contribution
  • Cybersecurity – legislative and regulatory changes and requirements

Moderator: Thomas McGimpsey
Speakers: Ricardo Anzaldua, Mary Ellen Callahan, Carissa C. Coze

2:45 Dealing With Laws and Compliance in Our New Real “Flat” World

  • Competition laws
  • Privacy laws – differences between U.S. and foreign laws, what you can do with personal information, behavioral advertising, and what to do with data collected from mobile apps
  • FCPA, UK Bribery Act and other commercial bribery laws
  • Extra-territorial applications and pitfalls

Moderator: Patricia J. Walsh
Speakers: William T. Henderson, Maria V. Woods,Miriam H. Wugmeister

3:45 Networking Break

4:00 Litigation Trends

  • Effects of CAFA and Twombly pleading standards
  • Export of tort class actions to Europe
  • Trends in state legal systems – improvements, if any, in judicial “hell-holes”
  • Transparency in hiring of private lawyers and experts by state officials
  • Potential improvements in product liability law and state liability and damages rules
  • Developments in shareholder actions – more frequent challenges to mergers and acquisitions
  • Business cases before the evolving Supreme Court

Moderator: Alan J. Kreczko
Speakers: Peter J. Beshar, David F. Graham, Lisa A. Rickard, Teresa Wynn Roseborough

5:00 Adjourn

Co-Chair(s)
Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev
Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group
Moderator(s)
Alan J. Kreczko ~ Executive Vice President and General Counsel; Connecticut Authorized House Counsel, The Hartford
Thomas O. McGimpsey ~ Executive Vice President, Corporate Development & General Counsel, Advanced Energy Industries, Inc.
Randal S. Milch ~ Executive Vice President, Public Policy & General Counsel, Verizon
Thomas M. Moriarty ~ Executive Vice President; General Counsel, CVS Caremark Corporation
Patricia J. Walsh ~ Deputy General Counsel and Chief Compliance Officer, Cigna Corporation
Speaker(s)
Ricardo Anzaldua ~ Executive Vice President and General Counsel, MetLife Inc.
Constance E. Bagley ~ Professor in the Practice of Law and Management; Senior Research Fellow, Yale University; Yale Law School
Peter J. Beshar ~ Executive Vice President and General Counsel, Marsh & McLennan Companies Inc.
Mary Ellen Callahan ~ Jenner & Block LLP
Dr. Jerry Webman Ph.D., CFA ~ Chief Economist, OppenheimerFunds, Inc.
Carissa C. Coze ~ Jenner & Block LLP
Arthur ("Ari") Gabinet ~ General Counsel, OppenheimerFunds
David F. Graham ~ Sidley Austin LLP
William T. Henderson ~ Partner, Fraud Investigation & Dispute Services, Ernst & Young LLP
Judge Sven Erik Holmes ~ Vice Chairman - Legal, Risk and Regulatory, KPMG LLP
Sarah Hlavinka McConnell ~ Senior Vice President; General Counsel; Secretary, ABM Industries Incorporated
Mark D. Nielsen ~ Associate General Counsel and Chief Compliance Officer, Praxair, Inc.
Lon F. Povich ~ Executive Vice President, General Counsel & Secretary, BJ's Wholesale Club, Inc.
Lisa A. Rickard ~ President, Institute for Legal Reform (ILR)
Teresa Wynn Roseborough ~ Executive Vice President, General Counsel and Secretary, The Home Depot
Phil J. Weiser ~ Dean of the Law School, University of Colorado School of Law
Maria V. Woods ~ Senior Vice President; Deputy & General Counsel, National CineMedia, LLC
Miriam H. Wugmeister ~ Morrison & Foerster LLP
Bruce E. Yannett ~ Debevoise & Plimpton LLP
Program Attorney(s)
Tamara C. Kiwi ~ Program Attorney, Practising Law Institute
PLI makes every effort to accredit its Live Webcasts. Please check the CLE Calculator above for CLE information specific to your state.

PLI's Live Webcasts are approved for MCLE credit (unless otherwise noted in the product description) in the following states/territories:  Alabama, Alaska, Arkansas, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho*, Illinois, Indiana1, Iowa*, Kansas*, Kentucky*, Louisiana, Maine*, Minnesota, Mississippi, Missouri, Montana, Nebraska, North Carolina, North Dakota, New Hampshire*, New Jersey, New Mexico, Nevada, New York2, Ohio3, Oklahoma, Oregon*, Pennsylvania4, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia5, Virgin Islands, Washington, West Virginia, Wisconsin, and Wyoming*.

*PLI will apply for credit upon request.

Arizona: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement.

Arkansas and Oklahoma: Audio-only live webcasts are not approved for credit.

 

1Indiana: Considered a distance education course. There is a 6 credit limit per year.

2New York: Newly admitted attorneys may not take non-transitional course formats such as on-demand audio or video programs or live webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats.

3Ohio: To confirm that the live webcast has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us. Online programs are considered self-study. Ohio attorneys have a 6 credit self-study limit per biennial compliance period. The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.

4 Pennsylvania: A live webcast may be viewed individually or in a group setting. Credit may be granted to an attorney who views a live webcast individually. There is a 4.0 credit limit per year for this type of viewing. A live webcast viewed in a group setting receives live participatory credit if the program is open to the public and advertised at least 30 days prior to the program. Live webcasts viewed in a group setting that do not advertise at least 30 days prior the program will be considered "in-house", and therefore denied credit.

5Virginia: All distance learning courses are to be done in an educational setting, free from distractions.


Running time and CLE credit hours are not necessarily the same. Please be aware that many states do not permit credit for luncheon and keynote speakers.

Note that some states limit the number of credit hours attorneys may claim for online CLE activities, and state rules vary with regard to whether online CLE activities qualify for participatory or self-study credits. For more information, refer to your state CLE website or call Customer Service at (800) 260-4PLI (4754) or email: info@pli.edu.

If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.

Why you should attend

The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, recent financial turmoil and continually changing new technologies. It is essential for all corporate counsel to be informed of the latest issues and trends and possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments and adding value to the enterprise.

What you will learn

  • Legal to add value as a “strategic” asset for your business: making the transition from legal advisor to business advisor
  • Addressing law department budget challenges
  • Anticipating regulatory issues and risks, including future areas of focus of the SEC, FSA, DOJ and cybersecurity
  • Navigating compliance in the new “flat” world: competition, privacy and FCPA
  • SEC, governance and other hot topics, including: proxy access, shareholder activism and cybersecurity
  • Litigation trends to watch, including: business cases before the Supreme Court and in state legal systems
Special Features

  • Lunch with keynote presentation
  • Network with General Counsel from leading corporations

Who should attend

This program is designed to address the concerns of seasoned corporate in-house and outside counsel. Leading General Counsel of major corporations will share insight and guidance on the cutting-edge issues and concerns of corporate law departments.

PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

Please plan to arrive with enough time to register before the conference begins. A networking breakfast will be available upon your arrival.

Morning Session: 9:00 a.m. - 12:30 p.m.

9:00 Opening Remarks and Introduction

Sabine Chalmers, Mark Roellig

9:15 Legal as a “Strategic” Asset for Your Business

  • The transition from legal advisor to business advisor
  • Skills and attributes necessary to be an effective in-house attorney and how to obtain/develop/find them
  • Value to be added in the regulatory, legislative, contracting and litigation processes
  • The evolving role of “chief ethics officer” – or not – or as a “guardian” in the world of Enterprise Risk Management and the desire for aggressive legal strategies and the legal risks it may create for in-house counsel

Moderator: Thomas M. Moriarty
Speakers: Constance E. Bagley, Arthur (“Ari”) Gabinet, Phil Weiser

10:15 Law Department Challenges - “Driving Efficiency and Effectiveness”

  • The optimum in-house legal team
  • Value of a diverse team in addressing legal issues
  • Legal structures – what is right for your company
  • Effective use of in-house paralegals and other professionals
  • The balance and effective addition of external counsel to augment the team
  • Interacting with and compensation of outside counsel

Moderators: Sabine Chalmers, Mark Roellig
Speakers: Sarah Hlavinka McConnell, Lon F. Povich

11:15 Networking Break

11:30 Anticipating Regulatory Risks

  • How to read the “tea leaves”
  • Creating the culture that “sees around corners”
  • Taking proactive steps – before your competitors do
  • Future areas of focus of the SEC, FSA, DOJ, cybersecurity and others

Moderator: Randal S. Milch
Speakers: Judge Sven Erik Holmes, Mark D. Nielsen, Bruce E. Yannett

12:30 Luncheon Presentation

The State of the Economy: Prospects, Risks and Financial Implications

Dr. Jerry Webman, Ph.D., CFA, Chief Economist at OppenheimerFunds, Inc.

Afternoon Session: 1:45 p.m. - 5:00 p.m.

1:45 SEC, Governance, Cybersecurity and Other Hot Topics

  • Proxy access and the SEC process for attempting to exclude proxy proposals
  • Shareholder activism and dealing with diverse stakeholders
  • Shareholder proposals – majority voting, compensation,  political contribution
  • Cybersecurity – legislative and regulatory changes and requirements

Moderator: Thomas McGimpsey
Speakers: Ricardo Anzaldua, Mary Ellen Callahan, Carissa C. Coze

2:45 Dealing With Laws and Compliance in Our New Real “Flat” World

  • Competition laws
  • Privacy laws – differences between U.S. and foreign laws, what you can do with personal information, behavioral advertising, and what to do with data collected from mobile apps
  • FCPA, UK Bribery Act and other commercial bribery laws
  • Extra-territorial applications and pitfalls

Moderator: Patricia J. Walsh
Speakers: William T. Henderson, Maria V. Woods,Miriam H. Wugmeister

3:45 Networking Break

4:00 Litigation Trends

  • Effects of CAFA and Twombly pleading standards
  • Export of tort class actions to Europe
  • Trends in state legal systems – improvements, if any, in judicial “hell-holes”
  • Transparency in hiring of private lawyers and experts by state officials
  • Potential improvements in product liability law and state liability and damages rules
  • Developments in shareholder actions – more frequent challenges to mergers and acquisitions
  • Business cases before the evolving Supreme Court

Moderator: Alan J. Kreczko
Speakers: Peter J. Beshar, David F. Graham, Lisa A. Rickard, Teresa Wynn Roseborough

5:00 Adjourn

Co-Chair(s)
Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev
Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group
Moderator(s)
Alan J. Kreczko ~ Executive Vice President and General Counsel; Connecticut Authorized House Counsel, The Hartford
Thomas O. McGimpsey ~ Executive Vice President, Corporate Development & General Counsel, Advanced Energy Industries, Inc.
Randal S. Milch ~ Executive Vice President, Public Policy & General Counsel, Verizon
Thomas M. Moriarty ~ Executive Vice President; General Counsel, CVS Caremark Corporation
Patricia J. Walsh ~ Deputy General Counsel and Chief Compliance Officer, Cigna Corporation
Speaker(s)
Ricardo Anzaldua ~ Executive Vice President and General Counsel, MetLife Inc.
Constance E. Bagley ~ Professor in the Practice of Law and Management; Senior Research Fellow, Yale University; Yale Law School
Peter J. Beshar ~ Executive Vice President and General Counsel, Marsh & McLennan Companies Inc.
Mary Ellen Callahan ~ Jenner & Block LLP
Dr. Jerry Webman Ph.D., CFA ~ Chief Economist, OppenheimerFunds, Inc.
Carissa C. Coze ~ Jenner & Block LLP
Arthur ("Ari") Gabinet ~ General Counsel, OppenheimerFunds
David F. Graham ~ Sidley Austin LLP
William T. Henderson ~ Partner, Fraud Investigation & Dispute Services, Ernst & Young LLP
Judge Sven Erik Holmes ~ Vice Chairman - Legal, Risk and Regulatory, KPMG LLP
Sarah Hlavinka McConnell ~ Senior Vice President; General Counsel; Secretary, ABM Industries Incorporated
Mark D. Nielsen ~ Associate General Counsel and Chief Compliance Officer, Praxair, Inc.
Lon F. Povich ~ Executive Vice President, General Counsel & Secretary, BJ's Wholesale Club, Inc.
Lisa A. Rickard ~ President, Institute for Legal Reform (ILR)
Teresa Wynn Roseborough ~ Executive Vice President, General Counsel and Secretary, The Home Depot
Phil J. Weiser ~ Dean of the Law School, University of Colorado School of Law
Maria V. Woods ~ Senior Vice President; Deputy & General Counsel, National CineMedia, LLC
Miriam H. Wugmeister ~ Morrison & Foerster LLP
Bruce E. Yannett ~ Debevoise & Plimpton LLP
Program Attorney(s)
Tamara C. Kiwi ~ Program Attorney, Practising Law Institute
New York City Seminar Location

PLI New York Center, 810 Seventh Avenue at 53rd Street (21st floor), New York, New York 10019. Message Center, program days only: (212) 824-5733.

New York City Hotel Accommodations

The New York Hilton & Towers, 1335 Avenue of the Americas, New York, NY 10019. 1 block from PLI Center. Reservations 1-800-HILTONS or, 1-877-NYC-HILT. Please mention that you are booking a room under the Practising Law Institute Corporate rate and the Client File # is 0495741. You can also make reservations online to access Practising Law Institute rates.

The Warwick New York Hotel, 65 West 54th Street New York, NY 10019. 1 block from PLI Center. Reservations 800-223-4099 or, hotel direct 212-247-2700. Please mention that you are booking a room under the Practising Law Institute Corporate rate. Reservations on line at www.warwickhotelny.com Click reservations in menu bar on left. Select desired dates. In 'Special Rates' drop down window select Corporate Rate. In 'Rate Code' enter PLIN. Click search and select desired room type and rate plan. Or, you may email reservation requests to: res.ny@warwickhotels.com

Sheraton New York Times Square Hotel, 811 7th Avenue, New York, NY 10019, 1-800-325-3535 or (212) 581-1000. When calling, please mention Practising Law Institute and mention SET#311155. You may also book online.

PLI programs qualify for credit in all states that require mandatory continuing legal education for attorneys. Please be sure to check with your state and the credit calculator to the right for details.


Please check the CLE Calculator above each product description for CLE information specific to your state.

Special Note: In New York, newly admitted attorneys may receive CLE credit only for attendance at "transitional" programs during their first two years of admission to the Bar. Non-traditional course formats such as on-demand web programs or recorded items, are not acceptable for CLE credit. Experienced attorneys may choose to attend and receive CLE credit for either a transitional course or for one geared to experienced attorneys.  All product types, including on-demand web programs and recorded items, are approved for experienced attorneys.

Please Note: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. PLI programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.

If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.

Credit will be granted only to the individual on record as the purchaser unless alternative arrangements (prearranged groupcast) are made in advance.

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