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    Financial Institutions Answer Book 2013: Law - Governance - Compliance

    Treatise  Treatise

    Published: November 2011

    Reflecting the many statutory and regulatory changes made since the beginning of the recent economic downturn, the newly published Financial Institutions Answer Book 2013 provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what ...

    Financial Product Fundamentals: Law - Business - Compliance

    Treatise  Treatise

    Published: November 2012
    Last Updated: January 2013

    Financial Product Fundamentals is a clear, comprehensive, and easy-to-use reference that gives you a thorough understanding of the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable ...

    Financial Services Industry Regulatory Compliance & Ethics Forum 2012

    Handbook  Course Handbook

    Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2012, held October, 2012.

    Financial Services Regulation Deskbook

    Treatise  Treatise

    Published: October 2012

    Signed into law on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) is the most significant piece of financial legislation since the Great Depression. At over 880 pages for its 16 titles, this massive new law fundamentally changes financial services law. PLI’s Financial Services Regulation Deskbook walks you through all the significant changes made by the Act and subsequent implementing regulations. It ...

    Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013, held March, 2013.

    Fundamentals of Broker-Dealer Regulation 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

    Fundamentals of Investment Adviser Regulation 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

    Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012, held June, 2012.

    Fundamentals of Patent Litigation 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Patent Litigation 2013, held April, 2013.

    Fundamentals of Patent Prosecution 2012: A Boot Camp for Claim Drafting & Amendment Writing

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Patent Prosecution 2012: A Boot Camp for Claim Drafting & Amendment Writing, held May, 2012.

    Fundamentals of Swaps & Other Derivatives 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

    Government Contracts 2012

    Handbook  Course Handbook

    Course Handbook from the program Government Contracts 2012, held September 2012.

    Government Investigations 2013: The Role of Electronic Information in Investigation and Response

    Handbook  Course Handbook

    Course Handbook from the program Government Investigations 2013: The Role of Electronic Information in Investigation and Response, held April, 2013.

    Handling a Securities Case 2013: From Investigation to Trial and Everything in Between

    Handbook  Course Handbook

    Course Handbook from the program Handling a Securities Case 2013: From Investigation to Trial and Everything in Between, held April, 2013.

    Health Care and Life Sciences Law 2012

    Handbook  Course Handbook

    Course Handbook from the program Health Care and Life Sciences Law 2012, held May, 2012.

    Hedge Fund Compliance & Regulation 2013

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Compliance & Regulation 2013, held January, 2013.

    Hedge Fund Enforcement & Regulatory Developments 2012

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Enforcement & Regulatory Developments 2012, held October, 2012.

    Hedge Fund Regulation

    Treatise  Treatise

    Published: November 2012

    ”For securities attorneys, Hedge Fund Regulation may become the next favorite in deciphering the tangled web of hedge funds.”   —Legal Information Alert With scores of enforcement actions over the past six years involving hedge funds, high-profile insider trader cases implicating hedge fund managers, the sweeping provisions of the new Dodd-Frank Act, and the resulting proposed SEC and CFTC rules that affect hedge funds, ...

    Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace

    Handbook  Course Handbook

    Course Handbook from the program Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace, held September, 2012.

    Hot Issues in Executive Compensation 2012

    Handbook  Course Handbook

    Course Handbook from the program Hot Issues in Executive Compensation 2012, held October, 2012.

    Hot Topics in Mergers & Acquisitions 2012

    Handbook  Course Handbook

    Course Handbook from the program Hot Topics in Mergers & Acquisitions 2012, held September, 2012.

    How to Prepare an Initial Public Offering 2013

    Handbook  Course Handbook

    Course Handbook from the program How to Prepare an Initial Public Offering 2013, held April, 2013.

    How to Read Financial Statements 2013

    Handbook  Course Handbook

    Course Handbook from the program How to Read Financial Statements 2013, held March, 2013.

    Illinois MCLE Marathon 2012

    Handbook  Course Handbook

    Course Handbook from the program Illinois MCLE Marathon 2012, held May, 2012.

    Immigration & Naturalization Institute (45th Annual)

    Handbook  Course Handbook

    Course Handbook from the program Immigration & Naturalization Institute (45th Annual), held November, 2012.

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    Featured Faculty/Authors
    Lisa J. Sotto

    Lisa J. Sotto ~ Hunton & Williams LLP

    David W. Pollak

    David W. Pollak ~ Morgan, Lewis & Bockius LLP

    Katie M. Lachter

    Katie M. Lachter ~ Hinshaw & Culbertson LLP

     
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