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Delaware Law Developments 2011: What All Business Lawyers Need to Know

Handbook  Course Handbook

Course Handbook from the program Delaware Law Developments 2011: What All Business Lawyers Need to Know, held May 2011.

Mortgage Finance Regulation Answer Book 2011-12

Answer Book  Answer Book

Published: June 2011

Mortgage finance has always been heavily regulated. In the past year, new requirements mandated by Dodd-Frank and other reform initiatives have made it even more complex.  PLI’s new Mortgage Finance Regulation Answer Book 2011-12 unravels the complexity and walks you through each element of the current regulatory requirements. Using an easy Q&A format, Mortgage Finance Regulation Answer Book 2011-12: Helps you understand the regulations ...

Hot Topics in Commercial Insurance Law 2011

Handbook  Course Handbook

Course Handbook from the program Hot Topics in Commercial Insurance Law 2011, held July, 2011.

Asset-Based Lending: A Practical Guide to Secured Financing

Treatise  Treatise

Published: August 2011
Last Updated: July 2012

"[Asset-Based Lending] is a polished gem that deftly brings into focus the major issues.”  — The Secured Lender For 20 years, Asset-Based Lending: A Practical Guide to Secured Financing has been a model of clear, sensible, step-by-step coverage of the techniques, documents, risks, and protections at the heart of this complex specialty. This is the Seventh Edition of Asset-Based Lending: A Practical Guide to Secured Financing ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era

Treatise  Treatise

Published: September 2011
Last Updated: June 2012

This second edition of Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era is designed to provide the practitioner, companies, and individuals who believe they have claims under the Sarbanes-Oxley Act or Dodd-Frank Act with a detailed understanding of the whistleblower provisions of the Acts, their regulations, and the rapidly developing case law coming both from the administrative process and the federal courts. With the planned supplements, ...

Securities Law of Public Finance

Treatise  Treatise

Published: September 2011
Last Updated: August 2012

"[The Securities Law of Public Finance is] a fundamental tool for all municipal finance attorneys, as well as anyone wishing to accurately and thoroughly understand the subject of municipal securities law.” —Paul S. Maco, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Boston Recent major federal and state investigations into possible illegal bids for municipal bonds have triggered more outcries for tighter regulation of public ...

Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2011 (CD-ROM)

Handbook  Course Handbook

Course Handbook CD-ROM's from the program Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2011, held May 2011.

White Collar Crime 2011: Prosecutors and Regulators Speak

Handbook  Course Handbook

Course Handbook from the program White Collar Crime 2011: Prosecutors and Regulators Speak, held October, 2011.

Fundamentals of Swaps & Other Derivatives 2011

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2011, held October, 2011.

Exempt and Hybrid Securities Offerings

Treatise  Treatise

Published: November 2011
Last Updated: December 2012

Exempt transactions and hybrid transactions are among the key financing methodologies in the U.S. capital markets. Exempt and Hybrid Securities Offerings, Second Edition provides you with comprehensive guidance on how to structure these offerings. Packed with checklists, transactional timelines, SEC guidance, and a wealth of time-saving sample documents, Exempt and Hybrid Securities Offerings describes the relative advantages and drawbacks of the ...

Mutual Funds and Exchange Traded Funds Regulation

Treatise  Treatise

Published: November 2011
Last Updated: October 2012

Updated to reflect the Dodd-Frank Act, the many FINRA amended rules, and the SEC 2010 Amendments, the new third edition of Mutual Funds and Exchange Traded Funds Regulation offers definitive legal and compliance information, helping you to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe harbors ...

Corporate Legal Departments

Treatise  Treatise

Published: November 2011
Last Updated: November 2012

Designed to help the in-house attorney deal with bigger compliance demands and tighter budgets, the new fourth edition of Corporate Legal Departments: Practicing Law in a Corporation shows you how to implement a corporate compliance program that: Detects and prevents internal legal problems Plays a greater role in developing corporate business plans and pursuing new business opportunities Makes your department more productive at less ...

Broker-Dealer Regulation

Treatise  Treatise

Published: November 2011
Last Updated: October 2012

Updated to include coverage of the significant FINRA and SEC responses to the economic downturn, the new second edition of Broker-Dealer Regulation provides you with a complete and practical understanding of the many requirements of this highly regulated area. This two-volume work ensures that you satisfy SEC/SRO standards governing your firm, with detailed coverage of: Registration reporting and recordkeeping rules Suitability and best ...

Estate Planning & Chapter 14: Understanding the Special Valuation Rules

Treatise  Treatise

Published: December 2011

Chapter 14’s special valuation rules may have reduced the viability of estate freezes. But, as author Cheryl Hader emphasizes and clearly illustrates in PLI’s Estate Planning & Chapter 14: Understanding the Special Valuation Rules, you can still “achieve tax-effective results under the right set of facts.”   Estate Planning & Chapter 14 has been completely updated in light of the federal estate tax changes of ...

Telecommunications Policy & Regulation Institute (29th Annual)

Handbook  Course Handbook

Course Handbook from the program Telecommunications Policy & Regulation Institute (29th Annual), held December, 2011.

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Treatise  Treatise

Published: December 2011
Last Updated: October 2012

At a time of many regulatory changes being made as a result of the economic downturn, the new third edition of Investment Adviser Regulation guides you safely through the maze of Congressional, SEC, and state standards impacting investment advisers as well as helping you understand the practical aspects of building a practice. It clarifies key status issues that determine registration and disclosure duties as well as liability exposure. Specifically, ...

Secured Transactions 2012: What Lawyers Need to Know About UCC Article 9

Handbook  Course Handbook

Course Handbook from the program Secured Transactions 2012: What Lawyers Need to Know About UCC Article 9, held January, 2012.

Ethics in Context: Winter Programs 2012

Handbook  Course Handbook

Course Handbook from the program Ethics in Context: Winter Programs 2012, held January, 2012.

Taxation of Financial Products and Transactions 2012

Handbook  Course Handbook

Course Handbook from the program Taxation of Financial Products and Transactions 2012 , held January, 2012.

Project Management for Lawyers 2012

Handbook  Course Handbook

Course Handbook from the program Project Management for Lawyers 2012, held January, 2012.

IP Issues in Business Transactions 2012

Handbook  Course Handbook

Course Handbook from the program IP Issues in Business Transactions 2012, held January, 2012.

Commercial Real Estate Financing 2012: Getting Back to Business

Handbook  Course Handbook

Course Handbook from the program Commercial Real Estate Financing 2012: Getting Back to Business, held January, 2012.

Securities Products of Insurance Companies and Evolving Regulatory Reform 2012

Handbook  Course Handbook

Course Handbook from the program Securities Products of Insurance Companies and Evolving Regulatory Reform 2012, held January, 2012.

Advanced Deposition Techniques 2012

Handbook  Course Handbook

Course Handbook from the program Advanced Deposition Techniques 2012, held January, 2012.

Recent Developments in Distressed Debt, Restructurings & Workouts 2012

Handbook  Course Handbook

Course Handbook from the program Recent Developments in Distressed Debt, Restructurings & Workouts 2012, held January, 2012.

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP