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Fundamentals of Investment Adviser Regulation 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2014, held July, 2014.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices