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Advanced Compliance and Ethics Workshop 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2014, held October, 2014.

Advanced Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2014, held October, 2014.

Antitrust Counseling & Compliance 2014

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2014, held October, 2014.

Broker-Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Corporate Counsel Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2014, held October, 2014.

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2014, held October, 2014.

Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2015, held October, 2015.

Fundamentals of Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2014, held October, 2014.

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Handbook  Course Handbook

Course Handbook from the program Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals, held October, 2014.

Understanding the Securities Laws Fall 2014

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws Fall 2014, held October, 2014.

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group