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Advanced Compliance and Ethics Workshop 2013

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2013, held October, 2013.

Advanced Swaps & Other Derivatives 2013

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2013, held October, 2013.

Broker-Dealer Regulation and Enforcement 2013

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2013, held October, 2013.

Corporate Compliance Answer Book 2014

Answer Book  Answer Book

Scheduled Release Date: October 2013

Covering the full spectrum of heavily regulated industries and corporate activities in a convenient Q&A format, the Corporate Compliance Answer Book 2014 helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You’ll learn how to use risk assessment to pinpoint and reduce your company’s areas of legal exposure • apply gap analyses to detect and eliminate flaws in your compliance programs • conduct internal ...

Corporate Counsel Institute 2013

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2013, held October, 2013.

Financial Services Industry Regulatory Compliance & Ethics Forum 2013

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2013, held October, 2013.

Fundamentals of Swaps & Other Derivatives 2013

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2013, held October, 2013.

Hedge Fund and Private Equity Enforcement and Regulatory Developments 2013

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement and Regulatory Developments 2013, held November, 2013.

Hot Issues in Executive Compensation 2013

Handbook  Course Handbook

Course Handbook from the program Hot Issues in Executive Compensation 2013, held October, 2013.

Insider Trading Law and Compliance Answer Book 2014

Answer Book  Answer Book

Scheduled Release Date: October 2013

Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book 2014 provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks ...

Pocket MBA Fall 2013: Finance for Lawyers

Handbook  Course Handbook

Course Handbook from the program Pocket MBA Fall 2013: Finance for Lawyers, held October, 2013.

White Collar Crime 2013: Prosecutors and Regulators Speak

Handbook  Course Handbook

Course Handbook from the program White Collar Crime 2013: Prosecutors and Regulators Speak, held October, 2013.

Featured Faculty/Authors
Nathan A. Schachtman

Nathan A. Schachtman ~ Nathan A. Schachtman, Esq., PC

Gary A. Adler

Gary A. Adler ~ Bingham McCutchen LLP

Sabine Chalmers

Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev