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    Advanced Compliance and Ethics Workshop 2012

    Handbook  Course Handbook

    Course Handbook from the program Advanced Compliance and Ethics Workshop 2012, held October, 2012.

    Advanced Patent Licensing 2012: Current Developments and Best Practices

    Handbook  Course Handbook

    Course Handbook from the program Advanced Patent Licensing 2012: Current Developments and Best Practices, held October, 2012.

    Advanced Swaps & Other Derivatives 2012

    Handbook  Course Handbook

    Course Handbook from the program Advanced Swaps & Other Derivatives 2012, held October 2012.

    Advanced Venture Capital 2012

    Handbook  Course Handbook

    Course Handbook from the program Advanced Venture Capital 2012, held December 2012.

    Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments

    Handbook  Course Handbook

    Course Handbook from the program Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments, held December, 2012.

    Antitrust Counseling & Compliance 2012

    Handbook  Course Handbook

    Course Handbook from the program Antitrust Counseling & Compliance 2012, held November, 2012.

    Banking Law Institute 2012

    Handbook  Course Handbook

    Course Handbook from the program Banking Law Institute 2012, held December, 2012.

    Broker/Dealer Regulation and Enforcement 2012

    Handbook  Course Handbook

    Course Handbook from the program Broker/Dealer Regulation and Enforcement 2012, held October, 2012.

    Coping with U.S. Export Controls 2012

    Handbook  Course Handbook

    Course Handbook from the program Coping with U.S. Export Controls 2012, held December, 2012.

    Corporate Compliance Answer Book 2012-13

    Answer Book  Answer Book

    Published: August 2012

    Covering the full spectrum of heavily regulated industries and corporate activities in a convenient Q&A format, the Corporate Compliance Answer Book 2012-13 helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You’ll learn how to use risk assessment to pinpoint and reduce your company’s areas of legal exposure • apply gap analyses to detect and eliminate flaws in your compliance programs ...

    Corporate Counsel Institute 2012

    Handbook  Course Handbook

    Course Handbook from the program Corporate Counsel Institute 2012, held October, 2012.

    Corporate Political Activities Deskbook

    Treatise  Treatise

    Published: May 2012
    Last Updated: July 2013

    Corporate Political Activities Deskbook provides a thorough grounding in the current state of the law on federal and state campaign finance, pay-to-play, lobbying, and gift compliance. A practical manual for in-house attorneys advising corporations about involvement in the political process, this new Deskbook draws on the extensive practice and regulatory experience of Skadden, Arps authors Ken Gross, Ki Hong and Lawrence Noble. After describing ...

    Financial Institutions Answer Book 2013: Law - Governance - Compliance

    Treatise  Treatise

    Published: June 2013

    Reflecting the many statutory and regulatory changes made since the beginning of the recent economic downturn, the newly published Financial Institutions Answer Book 2013 provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what ...

    Financial Product Fundamentals: Law, Business, Compliance

    Treatise  Treatise

    Published: November 2012
    Last Updated: July 2013

    Financial Product Fundamentals is a clear, comprehensive, and easy-to-use reference that gives you a thorough understanding of the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable ...

    Financial Services Industry Regulatory Compliance & Ethics Forum 2012

    Handbook  Course Handbook

    Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2012, held October, 2012.

    Financial Services Regulation Deskbook

    Treatise  Treatise

    Published: October 2012
    Last Updated: September 2013

    Signed into law on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) is the most significant piece of financial legislation since the Great Depression. At over 880 pages for its 16 titles, this massive new law fundamentally changes financial services law. PLI’s Financial Services Regulation Deskbook walks you through all the significant changes made by the Act and subsequent implementing regulations. It is organized ...

    Fundamentals of Swaps & Other Derivatives 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

    Hedge Fund Enforcement & Regulatory Developments 2012

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Enforcement & Regulatory Developments 2012, held October, 2012.

    Hedge Fund Regulation

    Treatise  Treatise

    Published: November 2012
    Last Updated: May 2013

    ”For securities attorneys, Hedge Fund Regulation may become the next favorite in deciphering the tangled web of hedge funds.”   —Legal Information Alert With scores of enforcement actions over the past six years involving hedge funds, high-profile insider trader cases implicating hedge fund managers, the sweeping provisions of the new Dodd-Frank Act, and the resulting proposed SEC and CFTC rules that affect hedge funds, ...

    Hot Issues in Executive Compensation 2012

    Handbook  Course Handbook

    Course Handbook from the program Hot Issues in Executive Compensation 2012, held October, 2012.

    Immigration & Naturalization Institute (45th Annual)

    Handbook  Course Handbook

    Course Handbook from the program Immigration & Naturalization Institute (45th Annual), held November, 2012.

    Initial Public Offerings: A Practical Guide to Going Public

    Treatise  Treatise

    Published: November 2012

    "There is a valuable new treatise, called “Initial Public Offerings: A Practical Guide to Going Public,” that is quickly becoming the bible of the I.P.O. market." —"The Deal Professor" Steven M. Davidoff Read the entire New York Times Dealbook article by "The Deal Professor" Steven M. Davidoff by clicking . The new second edition of Initial Public Offerings: A Practical Guide to Going Public ...

    Insider Trading Law and Compliance Answer Book 2013

    Treatise  Treatise

    Published: October 2012

    Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book 2013 provides you with a step-by-step understanding of the legal requirements imposed upon all investors. ...

    New Developments in Securitization 2012

    Handbook  Course Handbook

    Course Handbook from the program New Developments in Securitization 2012, held November, 2012.

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    Featured Faculty/Authors
    Nathan A. Schachtman

    Nathan A. Schachtman ~ Nathan A. Schachtman, Esq., PC

    Gary A. Adler

    Gary A. Adler ~ Bingham McCutchen LLP

    Sabine Chalmers

    Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev

     
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