in
Advanced Search
Narrow Your Results
Search Within Your Results:

Display:

Seminars & Webcasts

On-Demand Learning

Publications

Faculty/Authors

News/Blogs

  • Publications Remove
  • Corporate & Securities Remove

    • Showing 26 - 50 of 302 Results

    Sort by:
    List View Table View

    Antitrust Law Answer Book 2012-13

    Answer Book  Answer Book

    Published: August 2012

    As the economy improves, the Justice Department is ramping up its antitrust enforcement efforts. Given the potential for severe criminal sanctions and civil liability, expert guidance is indispensable to successfully navigate a legal minefield that often combines government enforcement and potentially devastating private suits. Jones Day has forged a stellar reputation in some of the most challenging antitrust matters in history, and the Antitrust ...

    A Practical Guide to the Red Flag Rules: Identifying and Addressing Identity Theft Risks

    Treatise  Treatise

    Published: October 2008

    On October 31, 2007, the U.S. Department of the Treasury and the Federal Trade Commission (FTC), along with the federal banking regulators, promulgated final “Red Flag Rules” pursuant to sections 114 and 315 of the Fair and Accurate Credit Transactions Act of 2003 (FACTA). Under the Red Flag Rules, all financial institutions and issuers of credit must have “Red Flag” identity theft policies and programs in place. Covered entities ...

    Asset Based Financing 2012

    Handbook  Course Handbook

    Course Handbook from the program Asset Based Financing 2012, held April, 2012.

    Asset Based Financing Strategies 2013

    Handbook  Course Handbook

    Course Handbook from the program Asset Based Financing Strategies 2013, held March, 2013.

    Asset Based Financing Strategies 2014

    Handbook  Course Handbook

    Course Handbook from the program Asset Based Financing Strategies 2014, held February, 2014.

    Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues

    Handbook  Course Handbook

    Course Handbook from the program Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues, held June, 2013.

    Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues

    Handbook  Course Handbook

    Course Handbook from the program Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues, held June, 2014.

    Audit Committee Workshop 2012

    Handbook  Course Handbook

    Course Handbook from the program Audit Committee Workshop 2012, held June, 2012.

    Banking Law Institute 2012

    Handbook  Course Handbook

    Course Handbook from the program Banking Law Institute 2012, held December, 2012.

    Bankruptcy Deskbook

    Treatise  Treatise

    Published: August 2006
    Last Updated: April 2013

    Today’s economic earthquake has triggered a staggering number of bankruptcy filings. In the midst of this turmoil, attorneys involved in bankruptcy proceedings need a firm grasp of the bankruptcy process to advise their clients wisely and devise effective plans to help them get back on their feet. PLI’s Bankruptcy Deskbook gives you that essential knowledge, illuminating the purpose, features, mechanics, advantages, and drawbacks of Chapters 7, 11, ...

    Bankruptcy & Reorganizations 2012: Current Developments

    Handbook  Course Handbook

    Course Handbook from the program Bankruptcy & Reorganizations 2012: Current Developments, held April, 2012.

    Bankruptcy & Reorganizations 2013: Current Developments

    Handbook  Course Handbook

    Course Handbook from the program Bankruptcy & Reorganizations 2013: Current Developments, held April, 2013.

    Basics of Accounting for Lawyers 2012: What Every Practicing Lawyer Needs to Know

    Handbook  Course Handbook

    Course Handbook from the program Basics of Accounting for Lawyers 2012: What Every Practicing Lawyer Needs to Know, held May, 2012.

    Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know

    Handbook  Course Handbook

    Course Handbook from the program Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know, held May, 2013.

    Basics of Accounting for Lawyers 2014: What Every Practicing Lawyer Needs to Know

    Handbook  Course Handbook

    Course Handbook from the program Basics of Accounting for Lawyers 2014: What Every Practicing Lawyer Needs to Know, held May, 2014.

    Basics of Mutual Funds and Other Registered Investment Companies 2013

    Handbook  Course Handbook

    Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2013, held April, 2013.

    Basics of Mutual Funds and Other Registered Investment Companies 2014

    Handbook  Course Handbook

    Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2014, held April, 2014.

    Bridge the Gap II for Newly Admitted New York Attorneys

    Handbook  Course Handbook

    Course Handbook from the program Bridge the Gap II for Newly Admitted New York Attorneys, held August 2012.

    Broker-Dealer and Adviser Regulatory Compliance Forum 2013

    Handbook  Course Handbook

    Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2013, held February, 2013.

    Broker-Dealer and Adviser Regulatory Compliance Forum 2014

    Handbook  Course Handbook

    Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2014, held February, 2014.

    Broker-Dealer Regulation

    Treatise  Treatise

    Published: November 2011
    Last Updated: May 2013

    Updated to include coverage of the significant FINRA and SEC responses to the economic downturn, the new second edition of Broker-Dealer Regulation provides you with a complete and practical understanding of the many requirements of this highly regulated area. This two-volume work ensures that you satisfy SEC/SRO standards governing your firm, with detailed coverage of: Registration reporting and record-keeping rules Suitability and best execution ...

    Broker/Dealer Regulation and Enforcement 2012

    Handbook  Course Handbook

    Course Handbook from the program Broker/Dealer Regulation and Enforcement 2012, held October, 2012.

    Sort by:
    Featured Faculty/Authors
    Lisa J. Sotto

    Lisa J. Sotto ~ Hunton & Williams LLP

    David W. Pollak

    David W. Pollak ~ Morgan, Lewis & Bockius LLP

    Katie M. Lachter

    Katie M. Lachter ~ Hinshaw & Culbertson LLP

     
    • FOLLOW PLI:
    • RSS
    • facebook
    • twitter

    All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.