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Showing 151 - 175 of 259 Results

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Insurance and Investment Management M&A Deskbook

Treatise  Treatise

Published: February 2015
Last Updated: February 2016

An evolving regulatory landscape and changing economic conditions continue to affect business organization and capital requirements in the global insurance industry, leading to new participants, new transactions, and new challenges. PLI’s new Insurance and Investment Management M&A Deskbook provides attorneys with an essential reference to keep up with emerging trends in insurance and investment management M&A. The Deskbook covers ...

Insurance Regulation Answer Book 2016

Answer Book  Answer Book

Published: July 2015

Insurance Regulation Answer Book 2016 provides a general overview of the significant legal and regulatory guidelines that govern the insurance business in the United States. While it is deliberately high-level, providing an introduction to a complex and constantly changing area of the law, Insurance Regulation Answer Book 2016 offers readers practical guidance designed to assist them to effectively uncover the legal implications of proposed actions ...

Intermediary Businesses, Consumer Technologies, and Online Platforms 2016: Law & Regulation

Handbook  Course Handbook

Course Handbook from the program Intermediary Businesses, Consumer Technologies, and Online Platforms 2016: Law & Regulation, held November, 2016.

Internal Investigations 2015

Handbook  Course Handbook

Course Handbook from the program Internal Investigations 2015, held June, 2015.

Internal Investigations 2016

Handbook  Course Handbook

Course Handbook from the program Internal Investigations 2016, held June, 2016.

International Corporate Practice: A Practitioner's Guide to Global Success

Treatise  Treatise

Published: November 2007
Last Updated: November 2015

International Corporate Practice enables you to develop a comprehensive global legal department and provides direction on structuring, staffing, and budgeting, as well as on the use of foreign legal consultants and outsourcing. Written by some of the nation’s leading corporate attorneys, International Corporate Practice helps you to: Develop compliance programs that minimize clients’ legal exposure in foreign markets  ...

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Treatise  Treatise

Published: December 2011
Last Updated: June 2016

At a time of many regulatory changes being made as a result of the economic downturn, the new third edition of Investment Adviser Regulation guides you safely through the maze of Congressional, SEC, and state standards impacting investment advisers as well as helping you understand the practical aspects of building a practice. It clarifies key status issues that determine registration and disclosure duties as well as liability exposure. Specifically, ...

Investment Management Institute 2016

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2016, held March, 2016.

Investment Management Institute 2017

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2017, held March, 2017.

Law and Regulation of "Intermediary" Businesses 2015: Consumer-Facing Technology Providers, Online Platforms, and Online Media

Handbook  Course Handbook

Course Handbook from the program Law and Regulation of "Intermediary" Businesses 2015: Consumer-Facing Technology Providers, Online Platforms, and Online Media, held November, 2015.

Leveraged Financing 2016

Handbook  Course Handbook

Course Handbook from the program Leveraged Financing 2016, held May, 2016.

Leveraged Financing 2017

Handbook  Course Handbook

Course Handbook from the program Leveraged Financing 2017, held May, 2017.

Life at the Center: Reflections on Fifty Years of Securities Regulation

Treatise  Treatise

Published: October 2014

Roberta S. Karmel has been at the center of U.S. securities regulation throughout her distinguished career as a Securities and Exchange Commission (“SEC”) Commissioner, a practitioner, an attorney in the enforcement division of the SEC New York Regional Office, a public director of the New York Stock Exchange, and a prominent academic who has taught in the U.S. and abroad. In PLI's new book, Life at the Center: Reflections on Fifty Years ...

Marketplace Lending and Crowdfunding 2016

Handbook  Course Handbook

Course Handbook from the program Marketplace Lending and Crowdfunding 2016, held September, 2016.

Mergers, Acquisitions & Tender Offers: Law and Strategies - Corporate, Securities, Taxation, Antitrust, Cross Border

Treatise  Treatise

Published: November 2010
Last Updated: May 2016

. Mergers, Acquisitions and Tender Offers provides you with battletested, real-world advice on the entire M&A process. Packed with best practices, planning tips, checklists, and sample documents, Mergers, Acquisitions and Tender Offers provides comprehensive coverage of all aspects of the deal, including: Contract law Corporate and federal securities law  Federal income tax, financial accounting and valuation techniques   ...

Mergers & Acquisitions 2016: Trends and Developments

Handbook  Course Handbook

Course Handbook from the program Mergers & Acquisitions 2016: Trends and Developments, held January, 2016.

Mergers & Acquisitions 2017: Trends and Developments

Handbook  Course Handbook

Course Handbook from the program Mergers & Acquisitions 2017: Trends and Developments, held January, 2017.

Mutual Funds and Exchange Traded Funds Regulation

Treatise  Treatise

Published: November 2011
Last Updated: November 2015

Updated to reflect the Dodd-Frank Act, the many FINRA amended rules, and the SEC 2010 Amendments, the new third edition of Mutual Funds and Exchange Traded Funds Regulation offers definitive legal and compliance information, helping you to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe ...

New Developments in Securitization 2015

Handbook  Course Handbook

Course Handbook from the program New Developments in Securitization 2015, held December, 2015.

New Developments in Securitization 2016

Handbook  Course Handbook

Course Handbook from the program New Developments in Securitization 2016, held December, 2016.

New Jersey Basic CLE Marathon 2016

Handbook  Course Handbook

Course Handbook from the program New Jersey Basic CLE Marathon 2016, held May, 2016.

New York CPLR 2016

Handbook  Course Handbook

OFCCP & Government Contractors 2016: Effective Approaches to Compliance and Audits

Handbook  Course Handbook

Course Handbook from the program OFCCP & Government Contractors 2016: Effective Approaches to Compliance and Audits, held February, 2016.

OFCCP & Government Contractors 2017: Effective Approaches to Compliance and Audits

Handbook  Course Handbook

Course Handbook from the program OFCCP & Government Contractors 2017: Effective Approaches to Compliance and Audits, held February, 2017.

Outsourcing 2015: Sourcing Critical Services

Handbook  Course Handbook

Course Handbook from the program Outsourcing 2015: Sourcing Critical Services, held September, 2015.


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