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    Financial Services Industry Regulatory Compliance & Ethics Forum 2012

    Handbook  Course Handbook

    Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2012, held October, 2012.

    Financial Services Industry Regulatory Compliance & Ethics Forum 2013

    Handbook  Course Handbook

    Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2013, held October, 2013.

    Financial Services Industry Regulatory Compliance & Ethics Forum 2014

    Handbook  Course Handbook

    Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2014, held October, 2014.

    Financial Services Regulation Deskbook

    Treatise  Treatise

    Published: October 2012

    Signed into law on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) is the most significant piece of financial legislation since the Great Depression. At over 880 pages for its 16 titles, this massive new law fundamentally changes financial services law. PLI’s Financial Services Regulation Deskbook walks you through all the significant changes made by the Act and subsequent implementing regulations. It ...

    Friedman on Leases

    Treatise  Treatise

    Published: June 2004
    Last Updated: July 2013

    Widely revered by real estate lawyers and leading publications in the field, Friedman on Leases clearly explains the full range of commercial lease provisions and possible landlord-tenant scenarios, enabling you to craft fair, problem-free leasing agreements for any situation. Providing the balanced coverage that benefits attorneys for both parties, Friedman on Leases discusses the governing law in useful, accessible terms and offers hundreds of ...

    Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013, held March, 2013.

    Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail toConsider 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail toConsider 2014, held March, 2014.

    Fundamentals of Broker-Dealer Regulation 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

    Fundamentals of Broker-Dealer Regulation 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2013, held June, 2013.

    Fundamentals of Broker-Dealer Regulation 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2014, held June, 2014.

    Fundamentals of Investment Adviser Regulation 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

    Fundamentals of Investment Adviser Regulation 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Investment Adviser Regulation 2013, held July, 2013.

    Fundamentals of Investment Adviser Regulation 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Investment Adviser Regulation 2014, held July, 2014.

    Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012, held June, 2012.

    Fundamentals of Swaps & Other Derivatives 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

    Fundamentals of Swaps & Other Derivatives 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2013, held October, 2013.

    Fundamentals of Swaps & Other Derivatives 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2014, held October, 2014.

    Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment

    Handbook  Course Handbook

    Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment, held April, 2012.

    Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment

    Handbook  Course Handbook

    Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment, held June, 2013.

    Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment

    Handbook  Course Handbook

    Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment, held June, 2014.

    Government Contracts 2012

    Handbook  Course Handbook

    Course Handbook from the program Government Contracts 2012, held September 2012.

    Government Contracts 2013

    Handbook  Course Handbook

    Course Handbook from the program Government Contracts 2013, held September, 2013.

    Government Contracts 2014

    Handbook  Course Handbook

    Course Handbook from the program Government Contracts 2014, held September, 2014.

    Handling a Securities Case 2012: From Investigation to Trial and Everything in Between

    Handbook  Course Handbook

    Course Handbook from the program Handling a Securities Case 2012: From Investigation to Trial and Everything in Between, held April, 2012.

    Handling a Securities Case 2013: From Investigation to Trial and Everything in Between

    Handbook  Course Handbook

    Course Handbook from the program Handling a Securities Case 2013: From Investigation to Trial and Everything in Between, held April, 2013.

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    Featured Faculty/Authors
    Lisa J. Sotto

    Lisa J. Sotto ~ Hunton & Williams LLP

    David W. Pollak

    David W. Pollak ~ Morgan, Lewis & Bockius LLP

    Katie M. Lachter

    Katie M. Lachter ~ Hinshaw & Culbertson LLP

     
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