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Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2015, held October, 2015.

Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2014

Handbook  Course Handbook

Course Handbook from the program Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2014, held March, 2014.

Fundamentals of Broker-Dealer Regulation 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2014, held June, 2014.

Fundamentals of Broker-Dealer Regulation 2015

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2015, held June, 2015.

Fundamentals of Investment Adviser Regulation 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2014, held July, 2014.

Fundamentals of Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2014, held October, 2014.

Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment

Handbook  Course Handbook

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment, held June, 2014.

Government Contracts 2014

Handbook  Course Handbook

Course Handbook from the program Government Contracts 2014, held September, 2014.

Handling a Securities Case 2014: From Investigation to Trial and Everything in Between

Handbook  Course Handbook

Course Handbook from the program Handling a Securities Case 2014: From Investigation to Trial and Everything in Between, held April, 2014.

Health Care Mergers and Acquisitions Answer Book 2014

Answer Book  Answer Book

Published: July 2014

In a fast-changing U.S. health care environment, Health Care Mergers and Acquisitions Answer Book 2014 provides the reader with a road map of how general M&A principles apply to transactions in the health care sector. Organized into four parts, it includes practical advice on how to address the various industry-specific issues arising in health care acquisitions:Part I: Structuring Health Care M&A Transactions, focuses on the various ...

Hedge and Private Fund Enforcement & Regulatory Developments 2014

Handbook  Course Handbook

Course Handbook from the program Hedge and Private Fund Enforcement & Regulatory Developments 2014, held November, 2014.

Hedge Fund Compliance & Regulatory Challenges 2014

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Compliance & Regulatory Challenges 2014, held January, 2014.

Hedge Fund Management 2014

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2014, held September, 2014.

Hot Issues in Executive Compensation 2014

Handbook  Course Handbook

Course Handbook from the program Hot Issues in Executive Compensation 2014, held September, 2014.

Hot Topics in Mergers & Acquisitions 2014

Handbook  Course Handbook

Course Handbook from the program Hot Topics in Mergers & Acquisitions 2014, held September, 2014.

How to Prepare an Initial Public Offering 2014

Handbook  Course Handbook

Course Handbook from the program How to Prepare an Initial Public Offering 2014, held April, 2014.

How to Read Financial Statements 2014

Handbook  Course Handbook

Course Handbook from the program How to Read Financial Statements 2014, held March, 2014.

Illinois MCLE Marathon 2014

Handbook  Course Handbook

Course Handbook from the program Illinois MCLE Marathon 2014, held May, 2014.

Immigration and Naturalization Institute (47th Annual)

Handbook  Course Handbook

Course Handbook from the program Immigration and Naturalization Institute (47th Annual), held December, 2014.

Information Technology Law Institute 2014: Cybersecurity, Mobile Payments, Cloud Computing, Big Data and the Internet of Things

Handbook  Course Handbook

Course Handbook from the program Information Technology Law Institute 2014: Cybersecurity, Mobile Payments, Cloud Computing, Big Data and the Internet of Things, held April, 2014.

Insider Trading Law and Compliance Answer Book 2015

Answer Book  Answer Book

Published: September 2014

Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book 2015 provides you with a step-by-step understanding of the legal requirements imposed upon all investors. ...

Institute on Securities Regulation in Europe (Thirteenth Annual)

Handbook  Course Handbook

Course Handbook from the program Institute on Securities Regulation in Europe (Thirteenth Annual), held March, 2014.

Insurance Regulation Answer Book 2015

Answer Book  Answer Book

Published: July 2014

Insurance in the United States has historically been regulated principally by the individual states, rather than by the federal government.  However, there are common underlying concepts, and there is a degree of uniformity among states due to the efforts of the National Association of Insurance Commissioners to create uniform standards throughout the United States.  In addition, the recent financial reforms have added more federal requirements ...

Internal Investigations 2014

Handbook  Course Handbook

Course Handbook from the program Internal Investigations 2014, held June, 2014.

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group