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Acquiring or Selling the Privately Held Company 2014

Handbook  Course Handbook

Course Handbook from the program Acquiring or Selling the Privately Held Company 2014, held April, 2014.

Advanced Compliance and Ethics Workshop 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2014, held October, 2014.

Advanced Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2014, held October, 2014.

Advanced Venture Capital 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Venture Capital 2014, held December, 2014.

Annual Disclosure Documents 2014

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2014, held December, 2014.

Antitrust Counseling & Compliance 2014

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2014, held October, 2014.

Antitrust Institute 2014: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2014: Developments & Hot Topics, held May, 2014.

Asset Based Financing Strategies 2014

Handbook  Course Handbook

Course Handbook from the program Asset Based Financing Strategies 2014, held February, 2014.

Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues, held June, 2014.

Basics of Accounting for Lawyers 2014: What Every Practicing Lawyer Needs to Know

Handbook  Course Handbook

Course Handbook from the program Basics of Accounting for Lawyers 2014: What Every Practicing Lawyer Needs to Know, held May, 2014.

Basics of Mutual Funds and Other Registered Investment Companies 2014

Handbook  Course Handbook

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2014, held April, 2014.

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Handbook  Course Handbook

Course Handbook from the program Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses, held November, 2014.

Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2014.

Broker/Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Building Better Construction Contracts 2014

Handbook  Course Handbook

Course Handbook from the program Building Better Construction Contracts 2014, held June, 2014.

Cloud Computing 2014: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2014: Key Issues and Practical Guidance, held May, 2014.

Commercial Real Estate Financing 2014

Handbook  Course Handbook

Course Handbook from the program Commercial Real Estate Financing 2014, held February, 2014.

Coping With U.S. Export Controls 2014

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2014, held December, 2014.

Corporate Compliance and Ethics Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Compliance and Ethics Institute 2014, held May, 2014.

Corporate Counsel Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2014, held October, 2014.

Corporate Governance - A Master Class 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2014, held February, 2014.

Corporate Political Activities 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Political Activities 2014, held September, 2014.

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014

Handbook  Course Handbook

Course Handbook from the program Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014, held September, 2014.

Current Developments in Latin American Cross-Border Securities Transactions Institute 2014 (Second Annual)

Handbook  Course Handbook

Course Handbook from the program Current Developments in Latin American Cross-Border Securities Transactions Institute 2014 (Second Annual), held September, 2014.

Cybersecurity 2014: Managing the Risk

Handbook  Course Handbook

Course Handbook from the program Cybersecurity 2014: Managing the Risk, held September, 2014.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.