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Acquiring or Selling the Privately Held Company 2014

Handbook  Course Handbook

Course Handbook from the program Acquiring or Selling the Privately Held Company 2014, held April, 2014.

Advanced Compliance and Ethics Workshop 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2014, held October, 2014.

Advanced Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2014, held October, 2014.

Advanced Venture Capital 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Venture Capital 2014, held December, 2014.

Annual Disclosure Documents 2014

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2014, held December, 2014.

Anti-Money Laundering Deskbook: A Practical Guide to Law and Compliance

Treatise  Treatise

Scheduled Release Date: July 2014

The U.S. Treasury Departments Financial Crimes Enforcement Network (FINCEN) defines money laundering as “the process of making illegally-gained proceeds appear legal,” through a three-step layering process of “placement, layering and integration.”  First, “illegitimate funds are furtively introduced into the legitimate financial system. Then the money is moved around to create confusion, sometimes by wiring or transferring through numerous accounts. ...

Antitrust Counseling & Compliance 2014

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2014, held October, 2014.

Antitrust Institute 2014: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2014: Developments & Hot Topics, held May, 2014.

Asset Based Financing Strategies 2014

Handbook  Course Handbook

Course Handbook from the program Asset Based Financing Strategies 2014, held February, 2014.

Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues, held June, 2014.

Bankruptcy Deskbook

Treatise  Treatise

Published: May 2014

Today’s economic earthquake has triggered a staggering number of bankruptcy filings. In the midst of this turmoil, attorneys involved in bankruptcy proceedings need a firm grasp of the bankruptcy process to advise their clients wisely and devise effective plans to help them get back on their feet.PLI’s Bankruptcy Deskbook gives you that essential knowledge, illuminating the purpose, features, mechanics, advantages, and drawbacks of Chapters 7, 11, ...

Bankruptcy & Reorganizations 2014: Current Developments

Handbook  Course Handbook

Course Handbook from the program Bankruptcy & Reorganizations 2014: Current Developments, held April, 2014.

Basics of Accounting for Lawyers 2014: What Every Practicing Lawyer Needs to Know

Handbook  Course Handbook

Course Handbook from the program Basics of Accounting for Lawyers 2014: What Every Practicing Lawyer Needs to Know, held May, 2014.

Basics of Mutual Funds and Other Registered Investment Companies 2014

Handbook  Course Handbook

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2014, held April, 2014.

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Handbook  Course Handbook

Course Handbook from the program Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses, held November, 2014.

Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2014.

Broker/Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Building Better Construction Contracts 2014

Handbook  Course Handbook

Course Handbook from the program Building Better Construction Contracts 2014, held June, 2014.

Cloud Computing 2014: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2014: Key Issues and Practical Guidance, held May, 2014.

Commercial Real Estate Financing 2014

Handbook  Course Handbook

Course Handbook from the program Commercial Real Estate Financing 2014, held February, 2014.

Coping With U.S. Export Controls 2014

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2014, held December, 2014.

Corporate Compliance and Ethics Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Compliance and Ethics Institute 2014, held May, 2014.

Corporate Counsel Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2014, held October, 2014.

Corporate Governance - A Master Class 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2014, held February, 2014.

Corporate Political Activities 2014: Complying With Campaign Finance, Lobbying and Ethics Laws

Handbook  Course Handbook

Course Handbook from the program Corporate Political Activities 2014: Complying With Campaign Finance, Lobbying and Ethics Laws, held September, 2014.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices