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Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues, held June, 2015.

Corporate Political Activities Deskbook

Treatise  Treatise

Published: June 2015

Corporate Political Activities Deskbook provides a thorough grounding in the current state of the law on federal and state campaign finance, pay-to-play, lobbying, and gift compliance. A practical manual for in-house attorneys who advise corporations about involvement in the political process, the Deskbook draws on the extensive practice and regulatory experience of Skadden Arps authors Ken Gross, Ki Hong, Lawrence Noble and Patricia Zweibel. After ...

Delaware Law Developments 2015: What All Business Lawyers Need to Know

Handbook  Course Handbook

Course Handbook from the program Delaware Law Developments 2015: What All Business Lawyers Need to Know, held May, 2015.

Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation (2nd Edition)

Treatise  Treatise

Published: June 2015

While under increased regulation since the economic crisis, derivatives continue to play a huge role in today’s financial markets. Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation, Second Edition is a comprehensive derivatives resource geared to all users of swap agreements and derivatives, from financial institutions to corporate end users. This new second edition: defines the key terminology and identifies the ...

Environmental Regulation 2015: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Handbook  Course Handbook

Course Handbook from the program Environmental Regulation 2015: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance, held June, 2015.

Financial Institutions Answer Book 2015: Law, Governance, Compliance

Answer Book  Answer Book

Published: June 2015

Financial Institutions Answer Book 2015 provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what type of charter is chosen, through ongoing capital and deposit activities requirements and major changes in corporate control, ...

Financially Distressed Companies Answer Book 2015

Answer Book  Answer Book

Published: June 2015

“Bartner demystifies the bankruptcy process in a succinct, readable ‘Q&A’ style.” – Stephanie Wickouski, Bryan Cave LLP Financially Distressed Companies Answer Book 2015 provides a broad overview of topics relating to financially distressed companies. It is intended to be an easy reference with respect to issues for the management of a company finding itself in financial distress, a vendor or other creditor ...

Fundamentals of Broker-Dealer Regulation 2015

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2015, held June, 2015.

Internal Investigations 2015

Handbook  Course Handbook

Course Handbook from the program Internal Investigations 2015, held June, 2015.

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Treatise  Treatise

Published: June 2015

At a time of many regulatory changes being made as a result of the economic downturn, the new third edition of Investment Adviser Regulation guides you safely through the maze of Congressional, SEC, and state standards impacting investment advisers as well as helping you understand the practical aspects of building a practice. It clarifies key status issues that determine registration and disclosure duties as well as liability exposure. Specifically, ...

M&A Litigation 2015

Handbook  Course Handbook

Course Handbook from the program M&A Litigation 2015, held June, 2015.

Private Equity Funds: Formation and Operation

Treatise  Treatise

Published: June 2015

Designed to provide you with a comprehensive understanding of how private equity funds work and how they are regulated, Private Equity Funds: Formation and Operation helps you understand the different kinds of funds, including PIPEs, SPACs, mezzanine funds and credit opportunity funds. It discusses the negotiation of terms between fund sponsors and investors, including fund size, the investment program, capital commitments and contributions, distributions, ...

SEC Compliance and Enforcement Answer Book 2015

Answer Book  Answer Book

Published: June 2015

SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement ...

Variable Annuities and Variable Life Insurance Regulation

Treatise  Treatise

Published: June 2015

At a time when the SEC, FINRA and state authorities are putting increasing regulatory pressure on the securities industry, Variable Annuities and Variable Life Insurance Regulation remains today’s most comprehensive and accessible guide to the many federal and state rules governing these instruments. Every key area is addressed to clarify your professional duties and compliance responsibilities, from product design, approval, administration and distribution, ...
Featured Faculty/Authors
Clifford E. Kirsch

Clifford E. Kirsch ~ Sutherland Asbill & Brennan LLP

Tanya E. M. Wong

Tanya E. M. Wong ~ Director of Government Benefits, Legal Services NYC - Legal Support Unit

Kenneth N. Nigon

Kenneth N. Nigon ~ RatnerPrestia