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Broker-Dealer Regulation

Treatise  Treatise

Published: May 2016

Updated to include coverage of the significant FINRA and SEC responses to the economic downturn, the new second edition of Broker-Dealer Regulation provides you with a complete and practical understanding of the many requirements of this highly regulated area. This two-volume work ensures that you satisfy SEC/SRO standards governing your firm, with detailed coverage of: Registration reporting and record-keeping rules Suitability and best execution ...

Delaware Law Developments 2016: What All Business Lawyers Need to Know

Handbook  Course Handbook

Course Handbook from the program Delaware Law Developments 2016: What All Business Lawyers Need to Know, held August, 2016.

Mergers, Acquisitions & Tender Offers: Law and Strategies - Corporate, Securities, Taxation, Antitrust, Cross Border

Treatise  Treatise

Published: May 2016

. Mergers, Acquisitions and Tender Offers provides you with battletested, real-world advice on the entire M&A process. Packed with best practices, planning tips, checklists, and sample documents, Mergers, Acquisitions and Tender Offers provides comprehensive coverage of all aspects of the deal, including: Contract law Corporate and federal securities law  Federal income tax, financial accounting and valuation techniques   ...

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