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Anti-Money Laundering Deskbook: A Practical Guide to Law and Compliance

Treatise  Treatise

Published: July 2014

The U.S. Treasury Departments Financial Crimes Enforcement Network (FINCEN) defines money laundering as “the process of making illegally-gained proceeds appear legal,” through a three-step layering process of “placement, layering and integration.”  First, “illegitimate funds are furtively introduced into the legitimate financial system. Then the money is moved around to create confusion, sometimes by wiring or transferring through numerous accounts. ...

Insurance Regulation Answer Book 2015

Answer Book  Answer Book

Published: July 2014

Insurance in the United States has historically been regulated principally by the individual states, rather than by the federal government.  However, there are common underlying concepts, and there is a degree of uniformity among states due to the efforts of the National Association of Insurance Commissioners to create uniform standards throughout the United States.  In addition, the recent financial reforms have added more federal requirements ...

PLI's Ethics Programs: Summer 2014

Handbook  Course Handbook

Course Handbook from the program PLI's Ethics Programs: Summer 2014, held Summer, 2014.

Understanding the Securities Laws Summer 2014

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws Summer 2014, held July, 2014.

Understanding the Securities Laws Summer 2015

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws Summer 2015, held July, 2015.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices