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Broker-Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Life at the Center: Reflections on Fifty Years of Securities Regulation

Treatise  Treatise

Published: October 2014

Roberta S. Karmel has been at the center of U.S. securities regulation throughout her distinguished career as a Securities and Exchange Commission (“SEC”) Commissioner, a practitioner, an attorney in the enforcement division of the SEC New York Regional Office, a public director of the New York Stock Exchange, and a prominent academic who has taught in the U.S. and abroad. In PLI's new book, Life at the Center: Reflections on Fifty Years ...

Representing the Games Industry Client 2014

Handbook  Course Handbook

Course Handbook from the program Representing the Games Industry Client 2014, held October, 2014.

Understanding the Securities Laws Fall 2014

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws Fall 2014, held October, 2014.

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York