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Broker-Dealer Regulation

Treatise  Treatise

Published: May 2015

Updated to include coverage of the significant FINRA and SEC responses to the economic downturn, the new second edition of Broker-Dealer Regulation provides you with a complete and practical understanding of the many requirements of this highly regulated area. This two-volume work ensures that you satisfy SEC/SRO standards governing your firm, with detailed coverage of: Registration reporting and record-keeping rules Suitability and best execution ...

Corporate Legal Departments

Treatise  Treatise

Published: May 2015

Designed to help the in-house attorney deal with bigger compliance demands and tighter budgets, the new fourth edition of Corporate Legal Departments: Practicing Law in a Corporation shows you how to implement a corporate compliance program that: Detects and prevents internal legal problems Plays a greater role in developing corporate business plans and pursuing new business opportunities Makes your department more productive at ...

Fashion and Retail Law 2015: Trends and Developments

Handbook  Course Handbook

Course Handbook from the program Fashion and Retail Law 2015: Trends and Developments, held May 2015.

Global Business Fraud and the Law: Preventing and Remedying Fraud and Corruption

Treatise  Treatise

Published: May 2015

Global Business Fraud and the Law presents a comprehensive and practical guide to preventing business fraud and corruption, and remedying unlawful behavior should it occur. Expert practitioners from around the globe offer an international perspective based on their extensive experience. Whether you run a company that operates across international borders or provide legal counsel to such a company, this book provides an invaluable resource. Part ...

Hedge Fund Regulation

Treatise  Treatise

Published: May 2015

”For securities attorneys, Hedge Fund Regulation may become the next favorite in deciphering the tangled web of hedge funds.”   —Legal Information Alert With the increased number of enforcement actions involving hedge funds, high-profile insider trading cases implicating hedge fund managers, and ongoing changes in SEC rules aimed at hedge funds, the legal and compliance pressures on the industry have never been higher. ...

New Jersey Basic CLE Marathon 2015

Handbook  Course Handbook

Course Handbook from the program New Jersey Basic CLE Marathon 2015, held May, 2015.

Proskauer on Privacy: A Guide to Privacy and Data Security Law in the Information Age

Treatise  Treatise

Published: May 2015

”Resources such as Proskauer on Privacy are invaluable reference tools for the growing ranks of privacy professionals in the marketplace.” —J. Trevor Hughes, Executive Director, International Association of Privacy Professionals ”A must-have for every professional who has a serious interest in this field, as well as for the newbie who wants to learn the 'ins and outs’ of privacy from a legal perspective.”  —Doron ...

Silicon Valley Corporate Law Update 2015: Start-Ups, Financings, IPOs, M&A

Handbook  Course Handbook

Course Handbook from the program Silicon Valley Corporate Law Update 2015: Start-Ups, Financings, IPOs, M&A, held May, 2015.

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP