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Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014

Handbook  Course Handbook

Course Handbook from the program Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014, held September, 2014.

Insider Trading Law and Compliance Answer Book 2015

Answer Book  Answer Book

Published: September 2014

Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book 2015 provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks ...

White Collar Crime 2014: Prosecutors and Regulators Speak

Handbook  Course Handbook

Course Handbook from the program White Collar Crime 2014: Prosecutors and Regulators Speak, held September, 2014.

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group