Publications

Last Year

Course Handbooks

Corporate & Securities

Investment Fund Management

Course Handbook from the program Advanced Swaps & Other Derivatives 2012, held October 2012.

Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2012, held February, 2012.

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2012, held October, 2012.

Course Handbook from the program Drafting Securities Filings 2012, held September, 2012.

Course Handbook from the program ERISA Fiduciary Investment Basics 2012, held February 8th, 2012.  

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

Course Handbook from the program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012, held June, 2012.

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment, held April, 2012.

Course Handbook from the program Hedge Fund Enforcement & Regulatory Developments 2012, held October, 2012.

Course Handbook from the program Hedge Fund Registration and Compliance 2012, held January, 2012.

Course Handbook from the program Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace, held September, 2012.

Course Handbook from the program How to Prepare an Initial Public Offering 2012, held March 1st 2012

Course Handbook from the program Institutional Investor Forum 2012, held March, 2012.

Course Handbook from the program Investment Management Institute 2012, held February 9th - 10th, 2012.

Course Handbook from the program Municipal Securities Activity by Broker-Dealers and Advisers 2012, held March, 2012.

Course Handbook from the program Pension Plan Investments 2012, held April, 2012.

Course Handbook from the program Private Equity Forum (Thirteenth Annual), held July, 2012.

Course Handbook from the program Securities Products of Insurance Companies and Evolving Regulatory Reform 2012, held January, 2012.

Course Handbook from the program SEC Speaks 2012, held February 2012.

Course Handbook from the program Understanding Financial Products 2012, held February, 2012.