Publications

Past 12 Months

Corporate & Securities

Financial Products

Course Handbook from the program Advanced Swaps & Other Derivatives 2012, held October 2012.

Course Handbook from the program Advanced Venture Capital 2012, held December 2012.

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2013, held April, 2013.

Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2013, held February, 2013.

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

Course Handbook from the program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012, held June, 2012.

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

Course Handbook from the program Hedge Fund Compliance & Regulation 2013, held January, 2013.

Published: November 2012

Course Handbook from the program Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace, held September, 2012.

Course Handbook from the program How to Prepare an Initial Public Offering 2013, held April, 2013.

Course Handbook from the program Institute on Securities Regulation in Europe (Twelfth Annual): Cross-Border Deal-Making in an Uncertain Environment, held January, 2013.

Course Handbook from the program Investment Management Institute 2013, held March, 2013.

Course Handbook from the program New Developments in Securitization 2012, held November, 2012.

Course Handbook from the program Private Placements and Other Financing Alternatives 2013, held April, 2013.

Course Handbook from the program Securities Offerings 2013: A Public Offering: How It Is Done, held March, 2013.

Course Handbook from the program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013, held January, 2013.

Course Handbook from the program Securities Regulation Institute (44rd Annual), held November, 2012.

Course Handbook from the program Spin-offs 2013, held February, 2013.

Course Handbook from the program Taxation of Financial Products and Transactions 2013, held January, 2013.

Course Handbook from the program The SEC Speaks in 2013, held February, 2013.

Course Handbook from the program Understanding Financial Products 2013, held January, 2013.

Course Handbook from the program Understanding the Securities Laws 2012, held October, 2012.