in
Advanced Search
Narrow Your Results
Search Within Your Results:

Display:

Seminars & Webcasts

On-Demand Learning

Publications

Faculty/Authors

News/Blogs

  • Publications Remove
  • Corporate & Securities Remove
  • Financial Products Remove

    • Showing 1 - 25 of 51 Results

    Sort by:
    List View Table View

    Advanced Swaps & Other Derivatives 2012

    Handbook  Course Handbook

    Course Handbook from the program Advanced Swaps & Other Derivatives 2012, held October 2012.

    Advanced Swaps & Other Derivatives 2013

    Handbook  Course Handbook

    Course Handbook from the program Advanced Swaps & Other Derivatives 2013, held October, 2013.

    Advanced Swaps & Other Derivatives 2014

    Handbook  Course Handbook

    Course Handbook from the program Advanced Swaps & Other Derivatives 2014, held October, 2014.

    Advanced Venture Capital 2012

    Handbook  Course Handbook

    Course Handbook from the program Advanced Venture Capital 2012, held December 2012.

    Advanced Venture Capital 2013

    Handbook  Course Handbook

    Course Handbook from the program Advanced Venture Capital 2013, held December, 2013.

    Advanced Venture Capital 2014

    Handbook  Course Handbook

    Course Handbook from the program Advanced Venture Capital 2014, held December, 2014.

    Basics of Mutual Funds and Other Registered Investment Companies 2013

    Handbook  Course Handbook

    Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2013, held April, 2013.

    Basics of Mutual Funds and Other Registered Investment Companies 2014

    Handbook  Course Handbook

    Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2014, held April, 2014.

    Broker-Dealer and Adviser Regulatory Compliance Forum 2013

    Handbook  Course Handbook

    Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2013, held February, 2013.

    Dodd-Frank Wall Street Reform and Consumer Protection Act--A Summary

    Treatise  Treatise

    Published: November 2010

    This past year has seen some enormous changes in the law. The sweeping Dodd-Frank Act, the various stimulus legislation, and the regulatory changes by the SEC, the Fed, and the U.S. Treasury have had a significant impact on many legal practice areas such as business, corporate, securities, banking, tax, and employment.  Dodd-Frank Wall Street Reform and Consumer Protection Act – A Summary provides a practical overview of the historic new ...

    Exempt and Hybrid Securities Offerings

    Treatise  Treatise

    Published: November 2011
    Last Updated: July 2013

    Exempt transactions and hybrid transactions are among the key financing methodologies in the U.S. capital markets. Exempt and Hybrid Securities Offerings, Second Edition provides you with comprehensive guidance on how to structure these offerings. Packed with checklists, transactional timelines, SEC guidance, and a wealth of time-saving sample documents, Exempt and Hybrid Securities Offerings describes the relative advantages and drawbacks of the ...

    Fundamentals of Broker-Dealer Regulation 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2013, held June, 2013.

    Fundamentals of Broker-Dealer Regulation 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2014, held June, 2014.

    Fundamentals of Investment Adviser Regulation 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Investment Adviser Regulation 2013, held July, 2013.

    Fundamentals of Investment Adviser Regulation 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Investment Adviser Regulation 2014, held July, 2014.

    Fundamentals of Swaps & Other Derivatives 2012

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

    Fundamentals of Swaps & Other Derivatives 2013

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2013, held October, 2013.

    Fundamentals of Swaps & Other Derivatives 2014

    Handbook  Course Handbook

    Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2014, held October, 2014.

    Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment

    Handbook  Course Handbook

    Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment, held June, 2013.

    Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment

    Handbook  Course Handbook

    Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment, held June, 2014.

    Hedge Fund Compliance & Regulation 2013

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Compliance & Regulation 2013, held January, 2013.

    Hedge Fund Compliance & Regulatory Challenges 2014

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Compliance & Regulatory Challenges 2014, held January, 2014.

    Hedge Fund Management 2013

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Management 2013, held October, 2013.

    Hedge Fund Management 2014

    Handbook  Course Handbook

    Course Handbook from the program Hedge Fund Management 2014, held September, 2014.

    Hedge Fund Regulation

    Treatise  Treatise

    Published: November 2012
    Last Updated: May 2013

    ”For securities attorneys, Hedge Fund Regulation may become the next favorite in deciphering the tangled web of hedge funds.”   —Legal Information Alert With scores of enforcement actions over the past six years involving hedge funds, high-profile insider trader cases implicating hedge fund managers, the sweeping provisions of the new Dodd-Frank Act, and the resulting proposed SEC and CFTC rules that affect hedge funds, ...
    Sort by:
    Featured Faculty/Authors
    Nathan A. Schachtman

    Nathan A. Schachtman ~ Nathan A. Schachtman, Esq., PC

    Gary A. Adler

    Gary A. Adler ~ Bingham McCutchen LLP

    Sabine Chalmers

    Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev

     
    • FOLLOW PLI:
    • RSS
    • facebook
    • twitter

    All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.