| Advanced Swaps & Other Derivatives 2012 |
Oct. 2012 |
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| Asset Based Financing Strategies 2013 |
Feb. 2013 |
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| Basics of Mutual Funds and Other Registered Investment Companies 2013 |
Apr. 2013 |
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| Broker-Dealer and Adviser Regulatory Compliance Forum 2012 |
Feb. 2012 |
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| Broker-Dealer and Adviser Regulatory Compliance Forum 2013 |
Feb. 2013 |
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| Broker/Dealer Regulation and Enforcement 2012 |
Oct. 2012 |
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| Broker/Dealer Regulation and Enforcement 2013 |
Oct. 2013 |
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| Corporate Governance - A Master Class 2012 |
Feb. 2012 |
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| Corporate Governance - A Master Class 2013 |
Feb. 2013 |
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| Corporate Political Activities 2013 |
Sep. 2013 |
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| Doing Deals 2012: The Art of M&A Transactional Practice |
Feb. 2012 |
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| Enforcement 2012: Multi-Agency Enforcement Efforts |
Apr. 2012 |
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| Enforcement 2013: Perspectives from Government Agencies |
Apr. 2013 |
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| Financial Services Industry Regulatory Compliance & Ethics Forum 2012 |
Nov. 2012 |
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| Financial Services Industry Regulatory Compliance & Ethics Forum 2013 |
Oct. 2013 |
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| Fundamentals of Broker-Dealer Regulation 2012 |
Jun. 2012 |
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| Fundamentals of Broker-Dealer Regulation 2013 |
Jun. 2013 |
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| Fundamentals of Investment Adviser Regulation 2012 |
Jul. 2012 |
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| Fundamentals of Investment Adviser Regulation 2013 |
Jul. 2013 |
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| Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 |
May. 2012 |
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| Fundamentals of Swaps & Other Derivatives 2012 |
Oct. 2012 |
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| Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment |
Apr. 2012 |
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| Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment |
Jun. 2013 |
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| Going Private 2012: Doing the Deal Right |
Feb. 2012 |
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| Hedge Fund and Private Equity Enforcement and Regulatory Developments Fall 2013 |
Oct. 2013 |
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