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Asset Based Financing Strategies 2013

Handbook  Course Handbook

Course Handbook from the program Asset Based Financing Strategies 2013, held March, 2013.

Basics of Mutual Funds and Other Registered Investment Companies 2013

Handbook  Course Handbook

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2013, held April, 2013.

Broker-Dealer and Adviser Regulatory Compliance Forum 2013

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2013, held February, 2013.

Corporate Governance - A Master Class 2013

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2013, held February, 2013.

Enforcement 2013: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2013: Perspectives from Government Agencies, held April, 2013.

How to Prepare an Initial Public Offering 2013

Handbook  Course Handbook

Course Handbook from the program How to Prepare an Initial Public Offering 2013, held April, 2013.

Investment Management Institute 2013

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2013, held March, 2013.

Securities Offerings 2013: A Public Offering: How It Is Done

Handbook  Course Handbook

Course Handbook from the program Securities Offerings 2013: A Public Offering: How It Is Done, held March, 2013.

The SEC Speaks in 2013

Handbook  Course Handbook

Course Handbook from the program The SEC Speaks in 2013, held February, 2013.

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP