Publications

Past 12 Months

Corporate & Securities

Compliance

Course Handbook from the program Advanced Compliance and Ethics Workshop 2012, held October, 2012.

Course Handbook from the program Antitrust Counseling & Compliance 2012, held November, 2012.

Course Handbook from the program Antitrust Institute 2012: Developments & Hot Topics, held May, 2012.

Course Handbook from the program Audit Committee Workshop 2012, held June, 2012.

Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2013, held February, 2013.

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2012, held October, 2012.

Published: August 2012

Course Handbook from the program Cloud Computing 2012: Cut Through the Fluff & Tackle the Critical Stuff, held May, 2012.

Course Handbook from the program Coping with U.S. Export Controls 2012, held December, 2012.

Course Handbook from the program Corporate Compliance and Ethics Institute 2012, held May, 2012.

Published: August 2012

Course Handbook from the program Corporate Counsel Institute 2012, held October, 2012.

Course Handbook from the program Corporate Governance - A Master Class 2013, held February, 2013.

Course Handbook from the program Corporate Political Activities 2012: Complying With Campaign Finance, Lobbying and Ethics Laws, held September, 2012.

Course Handbook from the program Directors' Institute on Corporate Governance (Tenth Annual), held September, 2012.

Course Handbook from the program Drafting Securities Filings 2012, held September, 2012.

Course Handbook from the program Enforcement 2013: Perspectives from Government Agencies, held April, 2013.

Course Handbook from the program Ethics and Law Department Management 2012: A View from the Inside, held November, 2012.

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2012, held October, 2012.

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

Course Handbook from the program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012, held June, 2012.

Course Handbook from the program Hedge Fund Compliance & Regulation 2013, held January, 2013.

Course Handbook from the program Hedge Fund Enforcement & Regulatory Developments 2012, held October, 2012.

Course Handbook from the program Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace, held September, 2012.