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45th Annual Institute on Securities Regulation 2013

Handbook  Course Handbook

Course Handbook from the program Securities Regulation Institute (45th Annual), held November, 2013.

Advanced Compliance and Ethics Workshop 2013

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2013, held October, 2013.

Advanced Compliance and Ethics Workshop 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2014, held October, 2014.

Advanced Compliance and Ethics Workshop 2015

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2015, held October, 2015.

Antitrust Counseling & Compliance 2013

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2013, held November, 2013.

Antitrust Counseling & Compliance 2014

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2014, held October, 2014.

Antitrust Counseling & Compliance 2015

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2015, held November 2015.

Antitrust Institute 2014: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2014: Developments & Hot Topics, held May, 2014.

Antitrust Institute 2014: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2014: Developments & Hot Topics, held May 2015.

Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues, held June, 2014.

Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues, held June, 2015.

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Handbook  Course Handbook

Course Handbook from the program Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses, held November, 2014.

Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2014.

Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2015.

Broker-Dealer Regulation and Enforcement 2013

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2013, held October, 2013.

Broker-Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Broker/Dealer Regulation and Enforcement 2015

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2015, held October 2015.

Business Liability Insurance Answer Book 2015

Answer Book  Answer Book

Published: August 2014

Business Liability Insurance Answer Book 2015 contains answers to those common insurance issues that plague business owners and managers. Intended to be an easy reference guide that non-lawyers and business people could consult for use in risk management planning, Business Liability Insurance Answer Book 2015 addresses the most common forms of business liability insurance Being held personally liable for a business-related decision is the nightmare ...

Cloud Computing 2014: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2014: Key Issues and Practical Guidance, held May, 2014.

Cloud Computing 2015: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2015: Key Issues and Practical Guidance, held May, 2015.

Commercial Real Estate Institute (17th Annual)

Handbook  Course Handbook

Course Handbook from the program Commercial Real Estate Institute (17th Annual), held October, 2015.

Consumer Product Safety Regulation: Impact of the 2008 Amendments

Treatise  Treatise

Published: October 2008

PLI’s Consumer Product Safety Regulation gives you comprehensive, compliance-enabling insight into the 2008 Consumer Product Safety Improvement Act, the most dramatic overhaul of consumer product safety legislation since the 1970s.   Written by one of the country’s foremost experts in the field, Consumer Product Safety Regulation shows you how the 2008 amendments bring substantially lower lead limits for children’s products; bans on certain ...

Coping with U.S. Export Controls 2013

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2013, held December, 2013.

Coping With U.S. Export Controls 2014

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2014, held December, 2014.

Coping With U.S. Export Controls and Sanctions 2015

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls and Sanctions 2015, held December, 2015.

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group