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45th Annual Institute on Securities Regulation 2013

Handbook  Course Handbook

Course Handbook from the program Securities Regulation Institute (45th Annual), held November, 2013.

Advanced Compliance and Ethics Workshop 2013

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2013, held October, 2013.

Advanced Compliance and Ethics Workshop 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2014, held October, 2014.

Antitrust Counseling & Compliance 2013

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2013, held November, 2013.

Antitrust Counseling & Compliance 2014

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2014, held October, 2014.

Antitrust Institute 2013: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2013: Developments & Hot Topics, held May, 2013.

Antitrust Institute 2014: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2014: Developments & Hot Topics, held May, 2014.

Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues, held June, 2013.

Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2014: Recent Developments and Current Issues, held June, 2014.

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Handbook  Course Handbook

Course Handbook from the program Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses, held November, 2014.

Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2014.

Broker-Dealer Regulation and Enforcement 2013

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2013, held October, 2013.

Broker/Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Business Liability Insurance Answer Book 2014

Answer Book  Answer Book

Published: September 2013

Business Liability Insurance Answer Book 2014 contains answers to those common insurance issues that plague business owners and managers. Intended to be an easy reference guide that non-lawyers and business people could consult for use in risk management planning, Business Liability Insurance Answer Book 2014 addresses the most common forms of business liability insurance Being held personally liable for a business-related decision is the nightmare ...

Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff, held May, 2013.

Cloud Computing 2014: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2014: Key Issues and Practical Guidance, held May, 2014.

Consumer Product Safety Regulation: Impact of the 2008 Amendments

Treatise  Treatise

Published: October 2008

PLI’s Consumer Product Safety Regulation gives you comprehensive, compliance-enabling insight into the 2008 Consumer Product Safety Improvement Act, the most dramatic overhaul of consumer product safety legislation since the 1970s.   Written by one of the country’s foremost experts in the field, Consumer Product Safety Regulation shows you how the 2008 amendments bring substantially lower lead limits for children’s products; ...

Coping With U.S. Export Controls 2013

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2013, held December, 2013.

Coping With U.S. Export Controls 2014

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2014, held December, 2014.

Corporate Compliance and Ethics Institute 2013

Handbook  Course Handbook

Course Handbook from the program Corporate Compliance and Ethics Institute 2013, held May, 2013.

Corporate Compliance and Ethics Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Compliance and Ethics Institute 2014, held May, 2014.

Corporate Compliance Answer Book 2014

Answer Book  Answer Book

Published: October 2013

Covering the full spectrum of heavily regulated industries and corporate activities in a convenient Q&A format, the Corporate Compliance Answer Book 2014 helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You’ll learn how to use risk assessment to pinpoint and reduce your company’s areas of legal exposure • apply gap analyses to detect and eliminate flaws in your compliance programs • conduct internal ...

Corporate Counsel Institute 2013

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2013, held October, 2013.

Corporate Counsel Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2014, held October, 2014.

Corporate Governance - A Master Class 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2014, held February, 2014.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.