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Broker-Dealer and Adviser Regulatory Compliance Forum 2013

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2013, held February, 2013.

Corporate Governance - A Master Class 2013

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2013, held February, 2013.

Enforcement 2013: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2013: Perspectives from Government Agencies, held April, 2013.

Investment Management Institute 2013

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2013, held March, 2013.

Private Placements and Other Financing Alternatives 2013

Handbook  Course Handbook

Course Handbook from the program Private Placements and Other Financing Alternatives 2013, held April, 2013.

Social Media 2013: Addressing Corporate Risks

Handbook  Course Handbook

Course Handbook from the program Social Media 2013: Addressing Corporate Risks, held February, 2013.

The SEC Speaks in 2013

Handbook  Course Handbook

Course Handbook from the program The SEC Speaks in 2013, held February, 2013.

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP