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Financial Product Fundamentals: Law - Business - Compliance

Treatise  Treatise

Published: November 2012
Last Updated: January 2013

Financial Product Fundamentals is a clear, comprehensive, and easy-to-use reference that gives you a thorough understanding of the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable ...

Financial Services Regulation Deskbook

Treatise  Treatise

Published: October 2012

Signed into law on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) is the most significant piece of financial legislation since the Great Depression. At over 880 pages for its 16 titles, this massive new law fundamentally changes financial services law. PLI’s Financial Services Regulation Deskbook walks you through all the significant changes made by the Act and subsequent implementing regulations. It ...
Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP