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Showing 1 - 25 of 130 Results

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Accessing the U.S. Capital Markets from Europe without SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice

One-Hour Briefing  One-Hour Briefing

London-based Paul, Weiss, Rifkind, Wharton & Garrison LLP partner Mark S. Bergman will provide an overview of the issues U.S. securities counsel should be aware of when representing European issuers, which are not SEC reporting companies, that are seeking to access the U.S. capital markets as part of initial public offerings or follow-on offerings.   The presentation will focus on:  Alternatives available to European issuers ...

Hot Topics in Mergers & Acquisitions 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In 2016, M&A activity, whether measured by deal volume or the aggregate value of deals, sustained the robust pace set in 2015.  In the U.S., 2016 also saw a near-record number of broken deals, some blocked by a more active regulatory regime.  The impact of the U.S. election results and the UK Brexit is still unfolding. In this quickly evolving and uncertain environment, it is critical for dealmakers and their ...

Shadow-Boxing in 2017: An Update on Shadow Banking Reform

One-Hour Briefing  One-Hour Briefing

September 26, 2017, 12:00 pm - 1:00 pm (E.T.) The Financial Stability Board has been spearheading a review of “shadow banking” entities and activities since the onset of the financial crisis.  Pursuant to the FSB’s work, many regulatory reforms have been introduced at both the national and international level in a wide-range of different areas.  At the recent G-20 meeting in Germany, the FSB published an assessment of ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the government has sharply focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. If you are a gatekeeper or represent them, it is time to hear from experienced in-house and outside counsel, chief compliance officers and government officials as they discuss a variety of topics stemming from the government’s scrutiny of the function, ...

Securities Arbitration 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for preparing for expungement proceedings. They will explore the ethical issues involved in litigating against pro se parties and handling financial fraud cases involving ...

Understanding the Securities Laws 2017

Program  Program

Why You Should Attend Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of ...

Outsourcing 2017: ITO, BPO and Cloud

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Information technology and business process outsourcing has quickly gone from being a new and novel approach to commonplace practice.  Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries new entrants to the market continue ...

New to a Firm? Tips on Creating First-Rate Work Product

One-Hour Briefing  One-Hour Briefing

New York newly admitted attorneys (those admitted to the New York State Bar two years or less) may not use this program format to complete their skills credit requirement.  Go to the for more information about formats, as well as for exceptions regarding attorneys based in law offices outside of the United States. In your first years at a firm, the work can be overwhelming, while expectations aren’t always clear.  This session will ...

Planning for Financings in Volatile Markets

One-Hour Briefing  One-Hour Briefing

The session will focus on the need for already public companies, both domestic and foreign, to plan their capital-raising strategy carefully while preserving flexibility.   Please join Anna T. Pinedo and James R. Tanenbaum of Morrison & Foerster LLP as they address:  Current market conditions; Financing alternatives for recently public companies; PIPE transactions and when to consider these; Registered ...

White Collar Crime 2017: Prosecutors and Regulators Speak

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies have pressed forward with a white collar enforcement program of unprecedented scope and severity. The recent changes in the U.S. administration have created additional uncertainty about what to expect in this arena.  With a spotlight on the financial services sector, the authorities have advanced novel theories and have exacting ...

Top Ten Insurance Issues for Non-Insurance Lawyers

One-Hour Briefing  One-Hour Briefing

More now, than perhaps any other time, corporate policyholders are losing insurance recovery cases that they deserved to win.  A review of the case law indicates that corporate policyholders are either getting bad advice, or making critical preventable mistakes.    The purpose of this discussion is to alert non-insurance lawyers of insurance issues where policyholders make preventable mistakes that can result in the loss of coverage.     Please ...

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

Program  ProgramWebcast  Webcast

Why You Should Attend  Fulfill your annual New York MCLE requirement for professional practice credit by attending this one-day program covering a variety of substantive law topics. Learn from our faculty of experts, who will guide you through the fundamentals of advertising in social media, cloud computing, compliance, cybersecurity, and smart contracts. This is your opportunity to satisfy your curiosity about an area of law that may be outside ...

Commodity Exchange Act Basics for Lawyers

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange.    Please join Julian E. Hammar of Morrison & Foerster LLP and Gary Kalbaugh of ING Financial Holdings Corporation for this presentation. Topics to be covered include:  The jurisdiction of the Commodity ...

Bridge the Gap I: Ethics and Skills for Newly-Admitted New York Attorneys 2017

Program  ProgramWebcast  Webcast

How to Avoid Tripping on Ethical Pitfalls When You’re Learning to Walk 2017  This concise program covers the most common and some emerging ethics issues that new and experienced attorneys are likely to face.  Perennial topics such as the duty of confidentiality, the attorney-client privilege and conflicts of interest are addressed, as well as attorney advertising and the legal ethics traps related to social media use.   Whether ...

2017 Proxy Season Roundtable and Outlook for 2018 Proxy Season

One-Hour Briefing  One-Hour Briefing

Please join experts for a One-Hour Briefing to help you prepare for the 2018 proxy season. Panelists will provide an in-depth analysis of the 2017 proxy season and lead a practical discussion on key governance and disclosure trends and considerations as you head into the 2018 proxy season. These topics will include:  how to establish effective shareholder engagement and communication; the increased focus by investors on environmental ...

XBRL is Here for FPIs Using IFRS

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will discuss recent action taken by the U.S. Securities and Exchange Commission (SEC), to permit, and eventually require, foreign private issuers (FPIs) that prepare their financial statements using International Financial Reporting Standards (IFRS) to submit those reports using XBRL (eXtensible Business Reporting Language). XBRL is the machine-readable interactive data format that allows users to more easily access and analyze ...

Broker/Dealer Regulation and Enforcement 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend This program will focus on the many significant developments in the regulation and oversight of broker-dealers. With a new administration, what regulatory changes can broker-dealers and the industry expect to see? Will there continue to be significant regulatory focus on cybersecurity, alternative trading systems and high-frequency ...

Innovator and Generic Drug Manufacturers: Implications of Legal, Regulatory and Political Updates on Safety Oversight, REMS and Product Liability Risk

One-Hour Briefing  One-Hour Briefing

FDA, fueled by concerns about drug pricing, is adopting measures to expedite generic drug approval.  Meanwhile, the continuing growth of the generic drug market, has exacerbated conflicts between innovator and generic drug manufacturers. Legal and regulatory issues that have long been considered resolved are now gaining greater importance in defining the respective roles of innovator and generic manufacturers. All signs point to increasing activity, ...

Leveraged Finance – Commitment Papers Basics and Best Practices

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will provide lawyers with an understanding of the mechanics of commitment papers in leveraged acquisitions. Please join Scott B. Selinger and Ramya S. Tiller of Debevoise & Plimpton LLP as they discuss:  An overview of commitment letters, fee letters and other documents typically negotiated; The role of commitment papers in M&A transactions; Bake-Off process; Conditionality standards;  ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF)

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program will enhance your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.  Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately implement growth and broaden capabilities. The faculty for this program is unusually diverse, including top partners ...

Federal Supply Schedule Contracting: Navigating the Government Marketplace for Commercial Goods and Services

One-Hour Briefing  One-Hour Briefing

Governmental entities often engage in large scale buying of commercial goods and services as well as pharmaceuticals and medical devices through negotiated catalogs where pricing is set relative to a commercial benchmark within the supplier's business base.  While the market opportunities are large, there are complicated elements to the establishment of schedule pricing as well as the tracking and reporting of sales.    Please ...

Fundamentals of Swaps & Other Derivatives 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

Advanced Swaps & Other Derivatives 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC.  For their part, the SEC has made substantial progress and has most recently focused on finalizing the rules applicable ...

Blockchain, Cryptocurrencies and Smart Contracts – What Lawyers Need to Know

One-Hour Briefing  One-Hour Briefing

With over $1.5 billion raised, Initial Coin Offerings (ICO’s) have gotten all the press, but they are just one use case of blockchain technology.  This One-Hour Briefing will include an introduction to blockchain,  cryptocurrencies and smart contracts.  The speakers will then highlight the broad range of legal issues raised by various applications of this technology and the legal and regulatory responses to date.  Please ...

Securities Law and Practice 2017: How the SEC Works

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the SEC interacts with on ...


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